0001104659-16-110426.txt : 20160407 0001104659-16-110426.hdr.sgml : 20160407 20160407212856 ACCESSION NUMBER: 0001104659-16-110426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160405 FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARSON JOHN M CENTRAL INDEX KEY: 0001216326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 161561199 MAIL ADDRESS: STREET 1: 2895 GREENSPOINT PARKWAY STREET 2: SUITE 600 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60195 4 1 a4.xml 4 X0306 4 2016-04-05 0 0001459417 2U, Inc. TWOU 0001216326 LARSON JOHN M C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 1 0 0 0 Common Stock 2016-04-05 4 A 0 1083 23.07 A 10983 D Common Stock 2016-04-05 4 A 0 2384 0.00 A 13367 D Common Stock 2016-04-05 4 A 0 217 0.00 A 13584 D Common Stock 2016-04-05 4 A 0 217 23.07 A 13801 D Common Stock 392888 I By Triumph Capital Employee Stock Option (right to buy) 23.07 2016-04-05 4 A 0 4957 0.00 A 2026-04-01 Common Stock 4957 4957 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The shares underlying this restricted stock unit award will vest in full on April 1, 2017, subject to the reporting person's continued service as a director of the issuer as of that date. The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000. The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2017, 2018 and 2019, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date. The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000. These shares are held by Triumph Capital, LLC ("Triumph"). The reporting person is the sole member of Triumph. The option award will vest as to one-third of the underlying shares on each of April 1, 2017, 2018 and 2019, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Matthew J. Norden, attorney-in-fact 2016-04-07