0001104659-16-110426.txt : 20160407
0001104659-16-110426.hdr.sgml : 20160407
20160407212856
ACCESSION NUMBER: 0001104659-16-110426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160405
FILED AS OF DATE: 20160407
DATE AS OF CHANGE: 20160407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
BUSINESS PHONE: (301) 892-4350
MAIL ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LARSON JOHN M
CENTRAL INDEX KEY: 0001216326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 161561199
MAIL ADDRESS:
STREET 1: 2895 GREENSPOINT PARKWAY
STREET 2: SUITE 600
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60195
4
1
a4.xml
4
X0306
4
2016-04-05
0
0001459417
2U, Inc.
TWOU
0001216326
LARSON JOHN M
C/O 2U, INC.
8201 CORPORATE DRIVE, SUITE 900
LANDOVER
MD
20785
1
0
0
0
Common Stock
2016-04-05
4
A
0
1083
23.07
A
10983
D
Common Stock
2016-04-05
4
A
0
2384
0.00
A
13367
D
Common Stock
2016-04-05
4
A
0
217
0.00
A
13584
D
Common Stock
2016-04-05
4
A
0
217
23.07
A
13801
D
Common Stock
392888
I
By Triumph Capital
Employee Stock Option (right to buy)
23.07
2016-04-05
4
A
0
4957
0.00
A
2026-04-01
Common Stock
4957
4957
D
The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
The shares underlying this restricted stock unit award will vest in full on April 1, 2017, subject to the reporting person's continued service as a director of the issuer as of that date.
The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000.
The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2017, 2018 and 2019, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date.
The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000.
These shares are held by Triumph Capital, LLC ("Triumph"). The reporting person is the sole member of Triumph.
The option award will vest as to one-third of the underlying shares on each of April 1, 2017, 2018 and 2019, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
Matthew J. Norden, attorney-in-fact
2016-04-07