0000895345-21-000175.txt : 20210212
0000895345-21-000175.hdr.sgml : 20210212
20210212162415
ACCESSION NUMBER: 0000895345-21-000175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS LP
CENTRAL INDEX KEY: 0001216273
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627926
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA EWT Holdings GP LLC
CENTRAL INDEX KEY: 0001721063
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627927
BUSINESS ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Investors Participant Fund V LP
CENTRAL INDEX KEY: 0001536781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627928
BUSINESS ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Investors QP Participant Fund V LP
CENTRAL INDEX KEY: 0001536780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627929
BUSINESS ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Investors PF V LLC
CENTRAL INDEX KEY: 0001675449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627930
BUSINESS ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA EWT Holdings LP
CENTRAL INDEX KEY: 0001721083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21627931
BUSINESS ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
form4.xml
X0306
4
2021-02-11
0001604643
Evoqua Water Technologies Corp.
AQUA
0001216273
AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001721063
AEA EWT Holdings GP LLC
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001536781
AEA Investors Participant Fund V LP
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001536780
AEA Investors QP Participant Fund V LP
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001675449
AEA Investors PF V LLC
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001721083
AEA EWT Holdings LP
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
Common Stock
2021-02-11
4
S
0
11341930
24
D
0
I
See footnotes
These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021.
This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors Fund V LP, AEA Investors Fund V-A LP, AEA Investors Fund V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd., John L. Garcia and Brian R. Hoesterey have filed a separate Form 4.
This Form 4 is being filed on behalf of a group of Reporting Persons that is a Former 10% Owner. One member of this group (Brian R. Hoesterey) is currently a Director.
AEA Investors LP, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA EWT Holdings GP LLC, by AEA Investors Fund V LP, its managing member, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors Participant Fund V LP, by AEA Investors PF V LLC, its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors QP Participant Fund V LP, by AEA Investors PF V LLC, its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors PF V LLC, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA EWT Holdings LP, by AEA EWT Holdings GP LLC, its general partner, by AEA Investors Fund V LP, its managing member, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, VP
2021-02-12