-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FnwF3iEq+OR8gigCFMtkG6HAuzCnmR75/vO4gdPrpiYQFUMZfnkcLxfyrHlaE9rP G4iQMqx6vUp9nYs0CsUQdg== 0001079973-10-000990.txt : 20100913 0001079973-10-000990.hdr.sgml : 20100913 20100913131603 ACCESSION NUMBER: 0001079973-10-000990 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100323 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20100913 DATE AS OF CHANGE: 20100913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PepperBall Technologies, Inc. CENTRAL INDEX KEY: 0001216199 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 201978398 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32566 FILM NUMBER: 101068776 BUSINESS ADDRESS: STREET 1: 6142 NANCY RIDGE DRIVE STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-638-0236 MAIL ADDRESS: STREET 1: 6142 NANCY RIDGE DRIVE STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Security With Advanced Technology, Inc. DATE OF NAME CHANGE: 20061010 FORMER COMPANY: FORMER CONFORMED NAME: A4S SECURITY, INC. DATE OF NAME CHANGE: 20050602 FORMER COMPANY: FORMER CONFORMED NAME: A4S TECHNOLOGIES INC DATE OF NAME CHANGE: 20030128 8-K/A 1 pball_8ka.htm FORM 8-K/A pball_8ka.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM 8-KA
 
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): March 23, 2010
 
 
PepperBall Technologies, Inc.
(Exact name of registrant as specified in its charter)
 
Colorado
  
001-32566
  
20-1978398
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer
Identification No.)
 
6142 Nancy Ridge Drive, Suite 101
San Diego, CA 92121
(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code: (858) 638-0236
 
None
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 
 
Item 1.01    Entry into a Material Definitive Agreement
 
As described in the Current Report on Form 8-K of PepperBall Technologies, Inc., a Colorado corporation (the “Company”) dated March 23, 2010 (the “Initial 8-K”), on March 23, 2010 the Company entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with investors for the private placement of Convertible Promissory Notes (the “Notes”) having a principal amount of $255,000.  On May 6, 2010, the Company filed an amendment to the Initial 8-K to disclose that the Company completed a subsequent closing pursuant to the Securities Purchase Agreement with two investors for the private placement of  Notes having a principal amount of $50,000.

The sole purpose of this amendment to the Initial 8-K is to disclose that on September 9, 2010, the Company completed a subsequent closing pursuant to the Securities Purchase Agreement with four investors for the private placement of  Notes having a principal amount of $250,000.  The terms of the Notes are described in the Initial 8-K except for the Note maturity date of this September 9, 2010 closing, which is December 31, 2011.  Richard A Collato, a member of the Company’s Board of Directors, was paid a fee of $15,000 for his efforts in connection with the sale of the Notes in the subsequent closing.
 
 
 
 

 
 
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
   
PepperBall Technologies, Inc.
     
Date: September 13, 2010
  
/s/ Jeffrey G. McGonegal
   
Jeffrey G. McGonegal
   
Chief Financial Officer
     
 


 
 

 
 
 
 
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