UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21289
BIRMIWAL INVESTMENT TRUST
(Exact name of registrant as specified in charter)
24140 E Greystone Lane
Woodway, Washington 98020
(Address of principal executive offices) (Zip code)
Kailash Birmiwal
Birmiwal Investment Trust
24140 E Greystone Lane
Woodway, Washington 98020
(Name and address of agent for service)
Registrant's telephone number, including area code: (206) 542-7652
Date of fiscal year end: March 31
Date of reporting period: July 1, 2011 June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrants proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: BIRMIWAL OASIS FUND |
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Custodian Name: U.S. BANK, N.A. |
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ORIENT PAPER INC. |
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Ticker: | ONP | Meeting Date: | 8/28/2011 | ||||||||
CUSIP | 68619F205 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify and approve incentive stock option plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of compensation of company's executive officers. | FOR | FOR | WITH | ISSUER | |||||||
5. Recommend frequency of future advisory votes on | 3 YR | 3 YR | WITH | ISSUER | |||||||
executive compensation. | |||||||||||
NORTHGATE MINERALS CORPORATION |
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Ticker: | NXG | Meeting Date: | 10/24/2011 | ||||||||
CUSIP | 666416102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve the business combination of the corporation | FOR | FOR | WITH | ISSUER | |||||||
with Aurico Gold Inc. | |||||||||||
2. Approve amendments to corporation's share option plan. | FOR | FOR | WITH | ISSUER | |||||||
CORINTHIAN COLLEGES, INC. |
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Ticker: | COCO | Meeting Date: | 11/15/2011 | ||||||||
CUSIP | 218868107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | WITHHOLD | AGAINST | ISSUER | |||||||
2. Approval of ammendment to performance award plan which | FOR | AGAINST | AGAINST | ISSUER | |||||||
authorizes issuance of additional shares. | |||||||||||
3. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of compensation of company's executive officers. | FOR | AGAINST | AGAINST | ISSUER | |||||||
5. Recommend frequency of future advisory votes on | 1 YR | 3 YR | AGAINST | ISSUER | |||||||
executive compensation. | |||||||||||
MICROSOFT CORPORATION |
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Ticker: | MSFT | Meeting Date: | 11/15/2011 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of director: S Ballmer | FOR | FOR | WITH | ISSUER | |||||||
2. Election of director: D Dublon | FOR | FOR | WITH | ISSUER | |||||||
3. Election of director: WH Gates III | FOR | FOR | WITH | ISSUER | |||||||
4. Election of director: R Gilmartin | FOR | FOR | WITH | ISSUER | |||||||
5. Election of director: R Hastings | FOR | FOR | WITH | ISSUER | |||||||
6. Election of director: M Klawe | FOR | FOR | WITH | ISSUER | |||||||
7. Election of director: D Marquardt | FOR | FOR | WITH | ISSUER | |||||||
8. Election of director: C Noski | FOR | FOR | WITH | ISSUER | |||||||
9. Election of director: H Panke | FOR | FOR | WITH | ISSUER | |||||||
10. Advisory vote on named executive officer compensation. | FOR | FOR | WITH | ISSUER | |||||||
11. Recommend frequency of future advisory votes on | 1 YR | 1 YR | WITH | ISSUER | |||||||
executive compensation. | |||||||||||
12. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
13. Shareholder proposal - establish a board committee on | AGAINST | FOR | AGAINST | SH | |||||||
environmental sustainability. | |||||||||||
SINO CLEAN ENERGY INC. |
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Ticker: | SCEI | Meeting Date: | 11/18/2011 | ||||||||
CUSIP | 82936G200 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Recommend frequency of future advisory votes on | 3 YR | 3 YR | WITH | ISSUER | |||||||
executive compensation. | |||||||||||
PHARMATHENE INC. |
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Ticker: | PIP | Meeting Date: | 12/7/2011 | ||||||||
CUSIP | 71714G102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
ASIA ENTERTAINMENT & RESOURCES LTD |
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Ticker: | AERL | Meeting Date: | 12/13/2011 | ||||||||
CUSIP | G0539K108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
HANWHA SOLARONE CO LTD |
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Ticker: | HSOL | Meeting Date: | 12/20/2011 | ||||||||
CUSIP | 41135V103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve appointment of D. Wang as a director of the | FOR | FOR | WITH | ISSUER | |||||||
company. | |||||||||||
2. Approve appointment of H. Kim as a director of the | FOR | FOR | WITH | ISSUER | |||||||
company. | |||||||||||
3. Authorize directors to determine manner of repurchase | FOR | FOR | WITH | ISSUER | |||||||
or redemption of ordinary shares and adss. | |||||||||||
4. To authorize, approve and ratify all prior repurchases | FOR | FOR | WITH | ISSUER | |||||||
of shares by the company. | |||||||||||
VISIONCHINA MEDIA INC |
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Ticker: | VISN | Meeting Date: | 12/28/2011 | ||||||||
CUSIP | 92833U103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
QIAO XING MOBILE COMMUNICATIONS INC |
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Ticker: | QXMCF | Meeting Date: | 12/29/2011 | ||||||||
CUSIP | G73031109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | WITHHOLD | AGAINST | ISSUER | |||||||
2. Approve company's annual report, audited financial statements | FOR | AGAINST | AGAINST | ISSUER | |||||||
auditors' report and directors' report. | |||||||||||
3. Consider and act other business that may come before. | FOR | AGAINST | AGAINST | ISSUER | |||||||
CIENA CORPORATION |
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Ticker: | CIEN | Meeting Date: | 3/21/2012 | ||||||||
CUSIP | 171779309 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: B Claflin | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: P Gallagher | FOR | FOR | WITH | ISSUER | |||||||
2. Approve omnibus incentive plan to increase number of | FOR | FOR | WITH | ISSUER | |||||||
shares and performance-based compensation material terms. | |||||||||||
3. Approve employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
5. Advisory vote on executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
GREEN MOUNTAIN COFFEE ROASTERS, INC |
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Ticker: | GMCR | Meeting Date: | 3/22/2012 | ||||||||
CUSIP | 393122106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Advisory vote on executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Ammend company's certificate of incorporation to increase | FOR | FOR | WITH | ISSUER | |||||||
number of authorized shares. | |||||||||||
4. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
ACTIONS SEMICONDUCTOR CO LTD |
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Ticker: | ACTS | Meeting Date: | 5/8/2012 | ||||||||
CUSIP | 00507E107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Re-election of two class III directors. | FOR | FOR | WITH | ISSUER | |||||||
CALIX INC |
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Ticker: | CALX | Meeting Date: | 5/23/2012 | ||||||||
CUSIP | 13100M509 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Advisory vote on executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve ammendment to designate courts of Delaware as | FOR | FOR | WITH | ISSUER | |||||||
exclusive forum for the resolution of intra-corporate | |||||||||||
disputes. | |||||||||||
5. Approve ammended and restated employee stock | FOR | FOR | WITH | ISSUER | |||||||
purchase plan. | |||||||||||
WILLBROS GROUP INC |
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Ticker: | WG | Meeting Date: | 5/23/2012 | ||||||||
CUSIP | 969203108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1.1 Election of class I director: R Harl | FOR | FOR | WITH | ISSUER | |||||||
1.2 Election of class I director: E Dipaolo | FOR | FOR | WITH | ISSUER | |||||||
1.1 Election of class I director: M Lebens | FOR | FOR | WITH | ISSUER | |||||||
2. Approve ammendment to stock and incentive compensation plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve ammendment to director restricted stock plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
SIGA TECHNOLOGIES, INC |
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Ticker: | SIGA | Meeting Date: | 5/23/2012 | ||||||||
CUSIP | 826917106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve ammendment to stock incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
THE GOLDFIELD CORPORATION |
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Ticker: | GV | Meeting Date: | 5/31/2012 | ||||||||
CUSIP | 381370105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
GENERAL MOTORS COMPANY |
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Ticker: | GM | Meeting Date: | 4/13/2012 | ||||||||
CUSIP | 37045V100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: D Akerson | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: D Bonderman | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: E Davis, Jr. | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: S Girsky | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: E Isdell | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: R Krebs | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: P Laskawy | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: K Marinello | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: J Mulva | FOR | FOR | WITH | ISSUER | |||||||
1J. Election of director: P Russo | FOR | FOR | WITH | ISSUER | |||||||
1K. Election of director: T Schoewe | FOR | FOR | WITH | ISSUER | |||||||
1L. Election of director: C Stephenson | FOR | FOR | WITH | ISSUER | |||||||
1M. Election of director: T Solso | FOR | FOR | WITH | ISSUER | |||||||
1N. Election of director: C Telles | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote to approve executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
GROUPON INC. |
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Ticker: | GRPN | Meeting Date: | 6/19/2012 | ||||||||
CUSIP | 399473107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote to approve executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve frequency of executive compensation votes. | 1 YR | 1 YR | WITH | ISSUER | |||||||
5. Approve incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
6. Approve employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
BEST BUY CO., INC. |
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Ticker: | BBY | Meeting Date: | 6/21/2012 | ||||||||
CUSIP | 086516101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | AGAINST | AGAINST | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | AGAINST | AGAINST | ISSUER | |||||||
3. Advisory vote to approve executive compensation. | FOR | AGAINST | AGAINST | ISSUER | |||||||
4. Approve increase in the available number of shares under | FOR | AGAINST | AGAINST | ISSUER | |||||||
the employee stock purchase plan. | |||||||||||
5. Vote on a shareholder proposal recommending declassification | FOR | FOR | WITH | SH | |||||||
of board of directors, if properly presented at the meeting. | |||||||||||
THE COCA-COLA COMPANY |
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Ticker: | KO | Meeting Date: | 5/21/2012 | ||||||||
CUSIP | 191216100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve amended Certificate of Incorporation to increase authorized | FOR | FOR | WITH | ISSUER | |||||||
common stock shares, and to effect a split of the issued common | |||||||||||
stock shares. | |||||||||||
TATA MOTORS LIMITED |
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Ticker: | TTM | Meeting Date: | 8/10/2012 | ||||||||
CUSIP | 876568502 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
O1. Approve audited statement of profit and loss, balance sheet, | FOR | FOR | WITH | ISSUER | |||||||
and reports of directors and auditors. | |||||||||||
O2. Approve declaration of dividend on ordinary shares and | FOR | FOR | WITH | ISSUER | |||||||
A' ordinary shares. | |||||||||||
O3. Approve re-appointment of director Mr. N Munjee | FOR | FOR | WITH | ISSUER | |||||||
O4. Approve re-appointment of director Mr. S Bhargava | FOR | FOR | WITH | ISSUER | |||||||
O5. Approve re-appointment of director Mr. V Jairath | FOR | FOR | WITH | ISSUER | |||||||
O6. Ratify appointment of auditors and fix their remuneration. | FOR | FOR | WITH | ISSUER | |||||||
S7. Approve appointment of Mr. C Mistry as director. | FOR | FOR | WITH | ISSUER | |||||||
S8. Approve appointment of Mr. R Pisharody as director. | FOR | FOR | WITH | ISSUER | |||||||
S9. Approve appointment of Mr. R Pisharody as executive director. | FOR | FOR | WITH | ISSUER | |||||||
S10. Approve appointment of Mr. S Borwankar as director. | FOR | FOR | WITH | ISSUER | |||||||
S11. Approve appointment of Mr. S Borwankar as executive director. | FOR | FOR | WITH | ISSUER | |||||||
S12. Approve revised remuneration of Mr. P Telang, managing director | FOR | FOR | WITH | ISSUER | |||||||
India operations. | |||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BIRMIWAL INVESTMENT TRUST
By: /s/Kailash Birmiwal
Kailash Birmiwal, President
Date: 8-13-12