EX-99.D ADVSR CONTR 3 exd7amendmanacfunds.htm

 

MANAGEMENT AGREEMENT AMENDMENT

 

To:          AC Funds, LLC

10 Wilsey Square, Suite 200
Ridgewood, NJ 07450

 

Dear Sirs:

Neiman Funds (the "Trust") herewith confirms the amendment to our Management Agreement with you with respect to the Advisors Capital US Dividend Fund, Advisors Capital Small/Mid Cap Fund, and Advisors Capital Tactical Fixed Income Fund. Pursuant to Section 9 "Amendment of the Agreement" of the Management Agreement executed January 7, 2021, in Section 3 "Compensation of the Manager," references to 1.69% are replaced by 1.62%, with effect September 1, 2023.

This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

  Yours very truly,
 
 

Neiman Funds

 

Dated: August 30, 2023 By: /s/ Daniel Neiman
  Print Name: Daniel Neiman
  Title: President, Secretary and Treasurer

 

 

 

ACCEPTANCE

 

The foregoing Agreement is hereby accepted.

 

  AC Funds, LLC

 

Dated: August 30, 2023



By: /s/ Kenneth I. Deane
  Print Name: Kenneth I. Deane
  Title: Managing Member

 

 

 

MANAGEMENT AGREEMENT AMENDMENT

 

To:          AC Funds, LLC

10 Wilsey Square, Suite 200
Ridgewood, NJ 07450

 

Dear Sirs:

Neiman Funds (the "Trust") herewith confirms the amendment to our Management Agreement with you with respect to the Advisors Capital Active All Cap Fund. Pursuant to Section 9 "Amendment of the Agreement" of the Management Agreement executed November 3, 2022, in Section 3 "Compensation of the Manager," references to 1.69% are replaced by 1.62%, with effect September 1, 2023.

This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

  Yours very truly,
 
 

Neiman Funds

 

Dated: August 30, 2023 By: /s/ Daniel Neiman
  Print Name: Daniel Neiman
  Title: President, Secretary and Treasurer

 

 

 

ACCEPTANCE

 

The foregoing Agreement is hereby accepted.

 

  AC Funds, LLC

 

Dated: August 30, 2023



By: /s/ Kenneth I. Deane
  Print Name: Kenneth I. Deane
  Title: Managing Member