Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | NEIMAN FUNDS |
b. Street 1 | 305 SPINDRIFT DRIVE |
Street 2 | |
c. City | WILLIAMSVILLE |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 14221 |
g. Telephone number (including country code if foreign) | 7166331515 |
h. Briefly describe the books and records kept at this location:
| All accounts, books and documents required to be maintained by the Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3 thereunder are maintained at the office of the Registrant except all those relating to the activities of the Funds' Custodian, Transfer Agent and Shareholder Servicing Agent. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Mutual Shareholder Services, LLC |
b. Street 1 | 8000 Town Centre Drive, Suite 400 |
Street 2 | |
c. City | Broadview Heights |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 44147 |
g. Telephone number (including country code if foreign) | 4409220066 |
h. Briefly describe the books and records kept at this location:
| All accounts, books and documents required to be maintained by the Transfer Agent, Fund Accounting Agent and Shareholder Servicing Agent pursuant to Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | US Bank, N.A. |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 5136324140 |
h. Briefly describe the books and records kept at this location:
| All accounts, books and documents required to be maintained by the Custodian. |
Director Record:
1 |
a. Full Name | MICHAEL LOMAS |
b. CRD number, if any | 002672193 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | DARLA CALRK |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | SUZANNE COWAN DIMEFF |
b. CRD number, if any | 004420595 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |