0001144204-17-059525.txt : 20171115 0001144204-17-059525.hdr.sgml : 20171115 20171115210436 ACCESSION NUMBER: 0001144204-17-059525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRECHBUHL T ULRICH CENTRAL INDEX KEY: 0001215673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 171206518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tv479653_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-13 0 0001578620 Alcentra Capital Corp ABDC 0001215673 BRECHBUHL T ULRICH C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE, 7TH FLOOR NEW YORK NY 10166 1 0 0 0 Common Stock 2017-11-13 4 P 0 6800 7.29 A 6800 D Common Stock 2017-11-15 4 P 0 3200 7.03 A 10000 D The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.29 per share. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions, each at a price of $7.03 per share, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased in each transaction. /s/ Steven Levinson, Attorney-in-Fact 2017-11-15