0000899243-19-017379.txt : 20190619 0000899243-19-017379.hdr.sgml : 20190619 20190619112418 ACCESSION NUMBER: 0000899243-19-017379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190619 DATE AS OF CHANGE: 20190619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21284 FILM NUMBER: 19905518 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AllianzGI Convertible & Income Fund CENTRAL INDEX KEY: 0001214935 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Convertible & Income Fund DATE OF NAME CHANGE: 20100825 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND DATE OF NAME CHANGE: 20030121 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND DATE OF NAME CHANGE: 20030121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-17 0 0001214935 AllianzGI Convertible & Income Fund NCV 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8098 ZURICH V8 SWITZERLAND 0 0 1 0 Cumulative Preferred Shares Series A 2019-06-17 4 S 0 29 25.20 D 59 I By subsidiary This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, a wholly owned subsidiary of UBS Group. /s/ Rollins Simmons 2019-06-19 /s/ Jennifer Sator 2019-06-19