0001213900-19-003269.txt : 20190227 0001213900-19-003269.hdr.sgml : 20190227 20190227211706 ACCESSION NUMBER: 0001213900-19-003269 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALSH MARK A CENTRAL INDEX KEY: 0001214575 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38821 FILM NUMBER: 19640190 MAIL ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DiamondPeak Holdings Corp. CENTRAL INDEX KEY: 0001759546 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 832533239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127162042 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 3 1 ownership.xml X0206 3 2019-02-27 0 0001759546 DiamondPeak Holdings Corp. DPHCU 0001214575 WALSH MARK A 40 W 57TH STREET, 29TH FLOOR NEW YORK NY 10019 1 0 0 0 Class B Common Stock Class A Common Stock 6375000 I See Footnote These shares represent the Class B common stock of the issuer held by DiamondPeak Sponsor LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B common stock owned by the Sponsor includes up to 937,500 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's registration statement. Mr. Walsh, a director of the issuer, is a managing member of SP SPAC Sponsor LLC. SP SPAC Sponsor LLC is a managing member of the Sponsor and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, each of Mr. Walsh and SP SPAC Sponsor LLC may be deemed to share beneficial ownership of such shares. Each of Mr. Walsh and SP SPAC Sponsor LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. /s/ Mark A. Walsh 2019-02-27