0001230245-24-000098.txt : 20240528 0001230245-24-000098.hdr.sgml : 20240528 20240528161650 ACCESSION NUMBER: 0001230245-24-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240523 FILED AS OF DATE: 20240528 DATE AS OF CHANGE: 20240528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SHERRY M CENTRAL INDEX KEY: 0001214552 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24992064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1716927400.xml FORM 4 X0508 4 2024-05-23 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001214552 SMITH SHERRY M 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 0 Common Stock 2024-05-23 4 A 0 477 209.72 A 12895 D The reporting person elected to defer receipt of an annual equity grant of 477 shares of common stock resulting in an accrual to her account of 477 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Sherry M. Smith 2024-05-28