0001576280-23-000101.txt : 20230616 0001576280-23-000101.hdr.sgml : 20230616 20230616181230 ACCESSION NUMBER: 0001576280-23-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTER MYRTLE S CENTRAL INDEX KEY: 0001214130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 231022654 MAIL ADDRESS: STREET 1: 10 FINDERNE AVE CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wk-form4_1686953541.xml FORM 4 X0407 4 2023-06-14 0 0001576280 Guardant Health, Inc. GH 0001214130 POTTER MYRTLE S 3100 HANOVER STREET PALO ALTO CA 94304 1 0 0 0 0 COMMON STOCK 2023-06-14 4 M 0 5531 0 A 6830 D COMMON STOCK 2023-06-15 4 M 0 68 0 A 6898 D RESTRICTED STOCK UNITS 0 2023-06-14 4 M 0 5531 0 D COMMON STOCK 5531 0 D STOCK OPTION (RIGHT TO BUY) 38.005 2023-06-14 4 A 0 8803 0 A 2033-06-14 COMMON STOCK 8803 8803 D RESTRICTED STOCK UNITS 0 2023-06-14 4 A 0 5592 0 A COMMON STOCK 5592 5592 D RESTRICTED STOCK UNITS 0 2023-06-15 4 M 0 68 0 D COMMON STOCK 68 1916 D The restricted stock units vest in full on the one-year anniversary of the grant date, June 15, 2022 or the date of the next year annual stockholders meeting whichever is earlier. Not applicable for Restricted Stock Units. The stock option vests in full on the one-year anniversary of the grant date, June 14, 2023 or the date of the next year annual stockholders meeting, whichever is earlier. The restricted stock units vest in full on the one-year anniversary of the grant date, June 14, 2023 or the date of the next year annual stockholders meeting, whichever is earlier. The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter. /s/ John G. Saia, as attorney-in-fact for Myrtle S. Potter 2023-06-16