0001209191-19-009114.txt : 20190211 0001209191-19-009114.hdr.sgml : 20190211 20190211190944 ACCESSION NUMBER: 0001209191-19-009114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIGNE LOUIS J JR CENTRAL INDEX KEY: 0001214127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38792 FILM NUMBER: 19587126 MAIL ADDRESS: STREET 1: C/O ALLERGAN, INC. STREET 2: 2525 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alector, Inc. CENTRAL INDEX KEY: 0001653087 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462702363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 OYSTER POINT BLVD., SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-231-5660 MAIL ADDRESS: STREET 1: 151 OYSTER POINT BLVD., SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: Alector LLC DATE OF NAME CHANGE: 20150915 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-11 0 0001653087 Alector, Inc. ALEC 0001214127 LAVIGNE LOUIS J JR C/O ALECTOR, INC. 151 OYSTER POINT BLVD., SUITE 300 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 2019-02-11 4 C 0 10552 A 10552 I See footnote Series E Preferred Stock 2019-02-11 4 C 0 10552 0.00 D Common Stock 10552 0 I See footnote The Series E Preferred Stock automatically converted into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. The shares are held of record by Lavrite, LLC, for which the Reporting Person serves as a managing director. /s/ Stephanie Yonker, attorney-in-fact 2019-02-11