0001062993-24-012034.txt : 20240606 0001062993-24-012034.hdr.sgml : 20240606 20240606161633 ACCESSION NUMBER: 0001062993-24-012034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240604 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIGON RICHARD CENTRAL INDEX KEY: 0001213869 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 241025266 MAIL ADDRESS: STREET 1: CEDAR POINT CAPITAL STREET 2: 150 SOUTH 5TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-04 0001603454 Celcuity Inc. CELC 0001213869 NIGON RICHARD 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 0 Common Stock 96032 D Warrants (right to buy) 9.5000 2024-09-22 Common Stock 5061 5061 D Warrants (right to buy) 7.5628 2026-01-14 Common Stock 4672 4672 D Warrants (right to buy) 7.5628 2026-05-02 Common Stock 3245 3245 D Warrants (right to buy) 8.4208 2027-04-28 Common Stock 8461 8461 D Warrants (right to buy) 8.4208 2027-05-17 Common Stock 1429 1429 D Stock Option (right to buy) 5.5000 2027-10-19 Common Stock 8200 8200 D Stock Option (right to buy) 5.5000 2028-05-14 Common Stock 3201 3201 D Stock Option (right to buy) 5.5000 2029-05-16 Common Stock 5054 5054 D Stock Option (right to buy) 5.1000 2030-05-14 Common Stock 25308 25308 D Stock Option (right to buy) 5.5000 2031-05-12 Common Stock 4619 4619 D Stock Option (right to buy) 5.5000 2032-05-17 Common Stock 24449 24449 D Stock Option (right to buy) 9.58 2033-05-15 Common Stock 11645 11645 D Stock Option (right to buy) 14.83 2024-06-04 4 A 0 8153 0 A 2034-06-04 Common Stock 8153 8153 D Currently exercisable. This Option will vest and become exercisable on April 30, 2025 or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed. 2024-06-06