0000899243-15-008062.txt : 20151112 0000899243-15-008062.hdr.sgml : 20151112 20151112163115 ACCESSION NUMBER: 0000899243-15-008062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151110 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc. CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14624 N. SCOTTSDALE RD. STREET 2: SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 602-903-7802 MAIL ADDRESS: STREET 1: 14624 N. SCOTTSDALE RD. STREET 2: SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann CORP DATE OF NAME CHANGE: 20070620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSBORNE ALFRED E JR CENTRAL INDEX KEY: 0001213324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 151225248 MAIL ADDRESS: STREET 1: C/O UCLA ANDERSON SCHOOL OF MANAGEMENT STREET 2: 110 WESTWOOD PLAZA, F405 CITY: LOS ANGELES STATE: CA ZIP: 90095 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-10 0 0001403853 Nuverra Environmental Solutions, Inc. NES 0001213324 OSBORNE ALFRED E JR C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC 14624 N. SCOTTSDALE RD., SUITE 300 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 2015-11-10 4 A 0 60000 0.00 A 76942 D Common Stock 9000 I See footnote Common Stock 17233 I See footnote Represents annual retainer compensation for serving on the Issuer's Board of Directors. Annual retainer compensation is paid in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan which vests equally (50%) on each subsequent anniversary of the grant date. Includes 71,942 unvested shares granted in the form of unvested stock under the Issuer's 2009 Equity Incentive Plan. Held in Reporting Person's Keogh account. Held in the Alfred E. Osborne Jr. and Nancy Rahnasto Osborne Trust. /s/ Joseph M. Crabb, attorney-in-fact 2015-11-12