0000899243-15-008062.txt : 20151112
0000899243-15-008062.hdr.sgml : 20151112
20151112163115
ACCESSION NUMBER: 0000899243-15-008062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151110
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc.
CENTRAL INDEX KEY: 0001403853
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14624 N. SCOTTSDALE RD.
STREET 2: SUITE 300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 602-903-7802
MAIL ADDRESS:
STREET 1: 14624 N. SCOTTSDALE RD.
STREET 2: SUITE 300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann CORP
DATE OF NAME CHANGE: 20070620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSBORNE ALFRED E JR
CENTRAL INDEX KEY: 0001213324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 151225248
MAIL ADDRESS:
STREET 1: C/O UCLA ANDERSON SCHOOL OF MANAGEMENT
STREET 2: 110 WESTWOOD PLAZA, F405
CITY: LOS ANGELES
STATE: CA
ZIP: 90095
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-10
0
0001403853
Nuverra Environmental Solutions, Inc.
NES
0001213324
OSBORNE ALFRED E JR
C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC
14624 N. SCOTTSDALE RD., SUITE 300
SCOTTSDALE
AZ
85254
1
0
0
0
Common Stock
2015-11-10
4
A
0
60000
0.00
A
76942
D
Common Stock
9000
I
See footnote
Common Stock
17233
I
See footnote
Represents annual retainer compensation for serving on the Issuer's Board of Directors. Annual retainer compensation is paid in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan which vests equally (50%) on each subsequent anniversary of the grant date.
Includes 71,942 unvested shares granted in the form of unvested stock under the Issuer's 2009 Equity Incentive Plan.
Held in Reporting Person's Keogh account.
Held in the Alfred E. Osborne Jr. and Nancy Rahnasto Osborne Trust.
/s/ Joseph M. Crabb, attorney-in-fact
2015-11-12