0001104659-17-055892.txt : 20170906
0001104659-17-055892.hdr.sgml : 20170906
20170906204529
ACCESSION NUMBER: 0001104659-17-055892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170902
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS THOMAS PHD
CENTRAL INDEX KEY: 0001234366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35558
FILM NUMBER: 171072563
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trovagene, Inc.
CENTRAL INDEX KEY: 0001213037
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 043721895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11055 FLINTKOTE AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-217-5420
MAIL ADDRESS:
STREET 1: 11055 FLINTKOTE AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: TrovaGene Inc.
DATE OF NAME CHANGE: 20110830
FORMER COMPANY:
FORMER CONFORMED NAME: XENOMICS INC
DATE OF NAME CHANGE: 20040719
FORMER COMPANY:
FORMER CONFORMED NAME: USED KAR PARTS INC
DATE OF NAME CHANGE: 20030106
4
1
a4.xml
4
X0306
4
2017-09-02
0
0001213037
Trovagene, Inc.
TROV
0001234366
ADAMS THOMAS PHD
C/O TROVAGENE, INC.
11055 FLINTKOTE AVENUE
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2017-09-02
4
M
0
8806
0
A
335292
D
Restricted Stock Units
2017-09-02
4
M
0
8806
0
D
Common Stock
8806
16667
D
Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On January 2, 2017, the reporting person was granted 8,806 restricted stock units, all of which vested on September 2, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 5, 2017.
Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.
On January 2, 2017, the reporting person was granted 8,806 restricted stock units, all of which vested on September 2, 2017. The common stock into which such vested restricted stock units converted on September 2, 2017 is reported in Table I on this Form 4.
/s/ Thomas Adams
2017-09-06