0001104659-16-117709.txt : 20160504 0001104659-16-117709.hdr.sgml : 20160504 20160504163037 ACCESSION NUMBER: 0001104659-16-117709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trovagene, Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043721895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-217-5420 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TrovaGene Inc. DATE OF NAME CHANGE: 20110830 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: USED KAR PARTS INC DATE OF NAME CHANGE: 20030106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erlander Mark CENTRAL INDEX KEY: 0001651537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35558 FILM NUMBER: 161619839 MAIL ADDRESS: STREET 1: C/O TROVAGENE, INC. STREET 2: 11055 FLINTKOTE AVENUE, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 a4.xml 4 X0306 4 2016-05-02 0 0001213037 Trovagene, Inc. TROV 0001651537 Erlander Mark C/O TROVAGENE, INC. 11055 FLINTKOTE, SUITE A SAN DIEGO CA 92121 0 1 0 0 Chief Scientific Officer Restricted Stock Units 2016-05-02 4 A 0 50000 0 A Common Stock 50000 50000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSU shall vest on January 2, 2017 provided that the Reporting Person provides continuous service to the Issuer. In the event the Reporting Person's employment is terminated without cause by the Issuer, the RSUs will immediately vest. /s/ Mark Erlander 2016-05-04