0001104659-15-061394.txt : 20150824 0001104659-15-061394.hdr.sgml : 20150824 20150824082143 ACCESSION NUMBER: 0001104659-15-061394 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150821 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trovagene, Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043721895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-217-5420 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TrovaGene Inc. DATE OF NAME CHANGE: 20110830 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: USED KAR PARTS INC DATE OF NAME CHANGE: 20030106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erlander Mark CENTRAL INDEX KEY: 0001651537 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35558 FILM NUMBER: 151069992 MAIL ADDRESS: STREET 1: C/O TROVAGENE, INC. STREET 2: 11055 FLINTKOTE AVENUE, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 3 1 a3.xml 3 X0206 3 2015-08-21 0 0001213037 Trovagene, Inc. TROV 0001651537 Erlander Mark C/O TROVAGENE, INC., 11055 FLINTKOTE AVENUE, SUITE A SAN DIEGO CA 92121 0 1 0 0 Chief Scientific Officer Stock Options 2.84 2022-09-13 Common Stock 5000 D Stock Options 4.87 2022-12-10 Common Stock 10000 D Stock Options 7.04 2023-01-28 Common Stock 200000 D Stock Options 5.53 2023-12-11 Common Stock 100000 D Stock Options 3.29 2024-07-16 Common Stock 200000 D Stock Options 4.39 2024-12-11 Common Stock 60000 D The Stock Options vest in accordance with the following schedule: 1,667 options vest on each of 9/13/2013 and 2014 and 1,666 vest on 9/13/2015. The Stock Options vest in accordance with the following schedule: 3,333 options vest on each of 12/10/2013 and 2014 and 3,334 vest on 12/10/2015. The Stock Options vest in accordance with the following schedule: 50,000 options vest on each of 1/28/2014, 2015, 2016 and 2017. The Stock Options vest in accordance with the following schedule: 25,000 options vest on each of 12/11/2014, 2015, 2016 and 2017. The Stock Options vest in accordance with the following schedule: 50,000 options vest on each of 7/16/2015, 2016, 2017 and 2018. The Stock Options vest in accordance with the following schedule: 15,000 options vest on each of 12/11/2015, 2016, 2017 and 2018. /s/ Mark Erlander 2015-08-24