0001104659-14-026436.txt : 20140408 0001104659-14-026436.hdr.sgml : 20140408 20140408160212 ACCESSION NUMBER: 0001104659-14-026436 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140408 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trovagene, Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043721895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35558 FILM NUMBER: 14751194 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-217-5420 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TrovaGene Inc. DATE OF NAME CHANGE: 20110830 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: USED KAR PARTS INC DATE OF NAME CHANGE: 20030106 8-K 1 a14-10190_18k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 8, 2014

 

Trovagene, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-35558

 

27-2004382

(State or other jurisdiction
of incorporation or organization)

 

(Commission File
Number)

 

IRS Employer
Identification No.)

 

11055 Flintkote Avenue, Suite B

San Diego, CA 92121

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: (858) 952-7570

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01.             Other Events.

 

On April 8, 2014,  Trovagene, Inc. ( the “Company”) issued a press release announcing that clinical study results presented today at the American Association for Cancer Research Annual Meeting demonstrate the ability of the Company’s molecular diagnostic platform to detect and monitor BRAF V600E mutations in cancer patients.  A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K.

 

The information contained in Item 8.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference in any registration statement filed under the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated by reference therein.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits.

 

99.1             Press Release of Trovagene, Inc. dated April 8, 2014,

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:         April 8, 2014

 

 

 

TROVAGENE, INC.

 

 

 

 

 

 

By:

/s/ Antonius Schuh

 

 

Antonius Schuh

 

 

Chief Executive Officer

 

2


EX-99.1 2 a14-10190_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

Clinical Data Presented at AACR Demonstrate Ability
of Trovagene’s Molecular Diagnostic Platform to Non-Invasively
Track Cancer Patients’ Response to Therapy

 

Study results show correlation between mutational status and treatment response, as well as concordance between BRAF V600E mutation assay and tissue biopsy at baseline

 

SAN DIEGO – April 8, 2014 – Clinical study results presented today at the American Association for Cancer Research (AACR) Annual Meeting demonstrate the ability of Trovagene’s (NASDAQ:  TROV) molecular diagnostic platform to detect and monitor BRAF V600E mutations in cancer patients. The results were presented by Filip Janku, M.D., Ph.D., of The University of Texas MD Anderson Cancer Center.

 

Of the 33 patients enrolled in the study, Trovagene’s BRAF V600E oncogene mutation assay was able to identify the mutation in 29 patients (88%) at any time point during the study, demonstrating a high level of concordance with tissue biopsy. In addition, 25 of the 33 patients (76%) were positively identified for the mutation with their first urine sample. Longitudinal analysis was performed in 17 patients who had more than one urine-based test during the monitoring period. Of these patients, 13 (76%) showed a correlation between response to treatment and mutational status observed by the urine-based test.

 

“I am encouraged by the study results that show high concordance with standard of care tissue testing and possible utility for monitoring of molecular profile,” said Dr. Janku. “This method has potential to allow monitoring of the mutational status in real-time at the individual patient level to determine response or resistance to therapy without a need for relying solely on imaging or repeat biopsies, which have ethical, logistical and financial limitations.”

 

The prospective study enrolled patients whose biopsies had previously tested positive for BRAF V600E mutations by a CLIA-certified laboratory. Of the 33 patients in the study, 32 had diverse advanced cancers and one was diagnosed with Erdheim-Chester disease, a histiocytic disorder often associated with a high prevalence of BRAF mutations. Sequential urine samples were obtained at baseline and over the course of therapy to assess cell-free DNA mutation status. Urinary cell-free DNA analysis was conducted with Trovagene’s BRAF V600E oncogene mutation assay using droplet digital PCR.

 

Mark Erlander, Ph.D., chief scientific officer of Trovagene, added, “The concordance shown between our platform and tissue biopsy in this study are encouraging, especially when we consider that different patients will show response to treatments at different times. Longitudinal monitoring of cell-free DNA in urine allows us to dynamically observe signs of treatment efficacy as well as potential resistance, enabling oncologists to make treatment decisions accordingly.”

 

Trovagene Inc.  |  11055 Flintkote Avenue  |  San Diego  |  CA 92121  |  Tel.: USA [+1] 888-391-7992

 



 

The poster, titled “Droplet digital PCR detection and longitudinal monitoring of BRAF mutations in cell-free urinary DNA of patients with metastatic cancers or Erdheim-Chester disease,” will be displayed at the AACR Annual Meeting until noon PDT on Tuesday, April 8, and subsequently available through Trovagene’s website.

 

About Trovagene, Inc.

 

Headquartered in San Diego, California, Trovagene is leveraging its proprietary technology for the detection and monitoring of cell-free DNA and RNA in urine.  The company’s technology detects and quantitates oncogene mutations in cancer patients for improved disease management. Trovagene’s diagnostic platform is designed to provide important clinical information beyond the current standard of care, and is protected by significant intellectual property including multiple issued patents and pending patent applications globally.

 

Certain statements in this press release are forward-looking within the meaning of the Private Securities Litigation Reform Act of 1995. These statements may be identified by the use of forward-looking words such as “anticipate,” “believe,” “forecast,” “estimated” and “intend,” among others. These forward-looking statements are based on Trovagene’s current expectations and actual results could differ materially. There are a number of factors that could cause actual events to differ materially from those indicated by such forward-looking statements. These factors include, but are not limited to, substantial competition; our ability to continue as a going concern; our need for additional financing; uncertainties of patent protection and litigation; clinical trials involve a lengthy and expensive process with an uncertain outcome, and results of earlier studies and trials may not be predictive of future trial results; uncertainties of government or fourth party payer reimbursement; limited sales and marketing efforts and dependence upon fourth parties; and risks related to failure to obtain FDA clearances or approvals and noncompliance with FDA regulations. As with any medical diagnostic tests under development, there are significant risks in the development, regulatory approval and commercialization of new products. There are no guarantees that future clinical trials discussed in this press release will be completed or successful or that any product will receive regulatory approval for any indication or prove to be commercially successful. Trovagene does not undertake an obligation to update or revise any forward-looking statement.  Investors should read the risk factors set forth in Trovagene’s Form 10-K for the year ended December 31, 2013 and other periodic reports filed with the Securities and Exchange Commission.

 

###

 

 

 

Contact

 

 

 

 

 

Investor Relations

 

Media Relations

David Moskowitz

 

Ian Stone

Amy Caterina

 

Account Director

Trovagene, Inc.

 

Canale Communications, Inc.

858-952-7593

 

619-849-5388

ir@trovagene.com

 

istone@canalecomm.com

 

www.trovagene.com

 


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