0001104659-12-003428.txt : 20120123 0001104659-12-003428.hdr.sgml : 20120123 20120123172542 ACCESSION NUMBER: 0001104659-12-003428 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120123 FILED AS OF DATE: 20120123 DATE AS OF CHANGE: 20120123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TrovaGene Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043721895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-217-5420 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: USED KAR PARTS INC DATE OF NAME CHANGE: 20030106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANCACCIO JOHN P CENTRAL INDEX KEY: 0001276551 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54556 FILM NUMBER: 12540155 MAIL ADDRESS: STREET 1: C/O TAMIR BIOTECHNOLOGY, INC. STREET 2: 11 DEER PARK DRIVE, SUITE 204 CITY: MONMOUTH JUNCTION STATE: NJ ZIP: 08852 3 1 a3.xml 3 X0204 3 2012-01-23 0 0001213037 TrovaGene Inc. TROV 0001276551 BRANCACCIO JOHN P C/O TROVAGENE, INC. 11055 FLINTKOTE AVENUE SAN DIEGO CA 92121 1 0 0 0 Common Stock 83000 D Stock Options 1.80 2016-01-16 Common Stock 60000 D Stock Options 1.80 2007-01-16 2016-01-16 Common Stock 13000 D Stock Options 0.79 2017-04-09 Common Stock 29747 D Stock Options 1.95 2016-04-04 Common Stock 12000 D Stock Options 1.95 2007-04-04 2016-04-04 Common Stock 13000 D Stock Options 0.50 2008-07-02 2018-07-02 Common Stock 12000 D Stock Options 0.50 2008-10-02 2018-10-02 Common Stock 13000 D Stock Options 0.60 2020-02-26 Common Stock 50000 D Stock Options 0.60 2010-02-26 2020-02-26 Common Stock 13000 D Warrants 0.50 2011-01-06 2018-12-31 Common Stock 83000 D 20,000 options vest on each of 1/16/2007, 2008 and 2009. 17,000 options vest on 4/9/2008 and 4,000 options vest on each of 4/9/2009 and 2010. 4,000 options vest on each of 4/4/2007, 2008 and 2009. 16,667 options vest on each of 2/26/2011 and 2012 and 16,666 options vest on 2/26/2013. /s/ John Brancaccio 2012-01-23