0001104659-17-031575.txt : 20170510 0001104659-17-031575.hdr.sgml : 20170510 20170510163042 ACCESSION NUMBER: 0001104659-17-031575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHEGLEY RICHARD N CENTRAL INDEX KEY: 0001212877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 17830751 4 1 a4.xml 4 X0306 4 2017-05-08 0 0001563407 Smart & Final Stores, Inc. SFS 0001212877 PHEGLEY RICHARD N 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 Senior Vice President & CFO common stock, par value $0.001 2017-05-08 4 A 0 21317 0 A 877719 D Stock Option (right to buy) 12.90 2017-05-08 4 A 0 53294 0 A 2027-05-08 Common Stock 53294 53294 D Represents a grant of restricted stock. The option was granted effective May 8, 2017 and vests in four equal installments on May 18, 2018, 2019, 2020 and 2021. /s/ Leland P. Smith, by power of attorney 2017-05-10