0001104659-16-159815.txt : 20161130 0001104659-16-159815.hdr.sgml : 20161130 20161130184449 ACCESSION NUMBER: 0001104659-16-159815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161128 FILED AS OF DATE: 20161130 DATE AS OF CHANGE: 20161130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Asset Management Corp CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ZAIS Financial Corp. DATE OF NAME CHANGE: 20110808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REESE J MITCHELL CENTRAL INDEX KEY: 0001212662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35808 FILM NUMBER: 162026413 MAIL ADDRESS: STREET 1: 210 MONTEREY DR. S. CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 a4.xml 4 X0306 4 2016-11-28 0 0001527590 Sutherland Asset Management Corp SLD 0001212662 REESE J MITCHELL 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2016-11-28 4 P 0 15000 13.06 A 15000 I J.Mitchell Reese Jr. Trust, UA 5/5/1999 The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.975 to $13.10, inclusive on November 28, 2016. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The Reporting Person owns the shares of common stock of the Issuer through the J.Mitchell Reese Jr. Trust, UA 5/5/1999. The Reporting Person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust. /s/ J. Mitchell Reese 2016-11-30