0001104659-16-159815.txt : 20161130
0001104659-16-159815.hdr.sgml : 20161130
20161130184449
ACCESSION NUMBER: 0001104659-16-159815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161128
FILED AS OF DATE: 20161130
DATE AS OF CHANGE: 20161130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sutherland Asset Management Corp
CENTRAL INDEX KEY: 0001527590
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900729143
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ZAIS Financial Corp.
DATE OF NAME CHANGE: 20110808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REESE J MITCHELL
CENTRAL INDEX KEY: 0001212662
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35808
FILM NUMBER: 162026413
MAIL ADDRESS:
STREET 1: 210 MONTEREY DR. S.
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
a4.xml
4
X0306
4
2016-11-28
0
0001527590
Sutherland Asset Management Corp
SLD
0001212662
REESE J MITCHELL
1140 AVENUE OF THE AMERICAS, 7TH FLOOR
NEW YORK
NY
10036
1
0
0
0
Common Stock
2016-11-28
4
P
0
15000
13.06
A
15000
I
J.Mitchell Reese Jr. Trust, UA 5/5/1999
The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.975 to $13.10, inclusive on November 28, 2016. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The Reporting Person owns the shares of common stock of the Issuer through the J.Mitchell Reese Jr. Trust, UA 5/5/1999. The Reporting Person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.
/s/ J. Mitchell Reese
2016-11-30