0001212545-19-000132.txt : 20191216 0001212545-19-000132.hdr.sgml : 20191216 20191216163728 ACCESSION NUMBER: 0001212545-19-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL TODD CENTRAL INDEX KEY: 0001331638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32550 FILM NUMBER: 191287636 MAIL ADDRESS: STREET 1: 9001 GREENSBORO LN CITY: LAS VEGAS STATE: NV ZIP: 89134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ALLIANCE BANCORPORATION CENTRAL INDEX KEY: 0001212545 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE E. WASHINGTON STREET CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602-389-3500 MAIL ADDRESS: STREET 1: ONE E. WASHINGTON STREET STREET 2: SUITE 1400 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 wf-form4_157653223088952.xml FORM 4 X0306 4 2019-12-12 0 0001212545 WESTERN ALLIANCE BANCORPORATION WAL 0001331638 MARSHALL TODD C/O WESTERN ALLIANCE BANCORPORATION ONE E. WASHINGTON STREET, STE 1400 PHOENIX AZ 85004 1 0 0 0 Common Stock 2019-12-12 4 S 0 25000 55.13 D 325000 I The Todd Marshall Trust under the Tand C Marshall 1999 Irrevocable Trust Common Stock 2019-12-13 4 S 0 25000 55.75 D 300000 I The Todd Marshall Trust under the Tand C Marshall 1999 Irrevocable Trust Common Stock 17096 D Common Stock 15949 I Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 Common Stock 33069 I The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust Common Stock 33069 I The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust Common Stock 6570 I Alexis V. Marshall Trust 12/27/1996 Common Stock 6570 I Jessica L. Marshall Trust 12/27/1996 Common Stock 252057 I The Arthur Marshall Family 1993 Irrevocable Trust Common Stock 16000 I Sandra Bendavid (spouse) Common Stock 31000 I AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.06 to $55.17, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. On November 22, 2019, the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust transferred 10,000 shares to the Reporting Person (see footnote 4 for additional details). Subsequently, on November 27, 2019, the Reporting Person transferred 10,000 shares to the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.65 to $55.90, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. On November 22, 2019, the Reporting Person transferred 10,000 shares to his spouse. /s/Randall S. Theisen (Attorney-in-fact) 2019-12-16