0001212545-17-000200.txt : 20171027 0001212545-17-000200.hdr.sgml : 20171027 20171027171212 ACCESSION NUMBER: 0001212545-17-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171025 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sohn Sung Won CENTRAL INDEX KEY: 0001507826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32550 FILM NUMBER: 171160147 MAIL ADDRESS: STREET 1: 700 BROOKER CREEK BLVD., SUITE 1800 CITY: OLDSMAR STATE: FL ZIP: 34677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ALLIANCE BANCORPORATION CENTRAL INDEX KEY: 0001212545 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE E. WASHINGTON STREET CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 602-389-3500 MAIL ADDRESS: STREET 1: ONE E. WASHINGTON STREET STREET 2: SUITE 1400 CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 wf-form4_150913871917346.xml FORM 4 X0306 4 2017-10-25 0 0001212545 WESTERN ALLIANCE BANCORPORATION WAL 0001507826 Sohn Sung Won C/O WESTERN ALLIANCE BANCORPORATION ONE E. WASHINGTON STREET, STE 1400 PHOENIX AZ 85004 1 0 0 0 Common Stock 2017-10-25 4 S 0 5000 55.89 D 28021 I Sung Won Sohn Trust Common Stock 1560 D Common Stock 670 I Children The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.68 to $56.02, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. This filing reflects the following transfers between forms of ownership, which were inadvertently excluded from the Reporting Person's previous Form 4 filings: (1) 169 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Sung Won Sohn Trust (the "Sohn Trust") on January 25, 2014; (2) 10,270 shares transferred from Direct Holdings to the Sohn Trust on April 1, 2014; (3) 4,082 shares transferred from Direct Holdings to the Sohn Trust on June 5, 2014; (4) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2014; (5) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2015; and (6) 4,500 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2016. On July 1, 2017, the Reporting Person transferred 4,000 shares from the Reporting Person's direct holdings to the Sung Won Sohn Trust. /s/ Dale Gibbons (Attorney-in-fact) 2017-10-27