0001212545-17-000200.txt : 20171027
0001212545-17-000200.hdr.sgml : 20171027
20171027171212
ACCESSION NUMBER: 0001212545-17-000200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171025
FILED AS OF DATE: 20171027
DATE AS OF CHANGE: 20171027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sohn Sung Won
CENTRAL INDEX KEY: 0001507826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32550
FILM NUMBER: 171160147
MAIL ADDRESS:
STREET 1: 700 BROOKER CREEK BLVD., SUITE 1800
CITY: OLDSMAR
STATE: FL
ZIP: 34677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTERN ALLIANCE BANCORPORATION
CENTRAL INDEX KEY: 0001212545
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE E. WASHINGTON STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 602-389-3500
MAIL ADDRESS:
STREET 1: ONE E. WASHINGTON STREET
STREET 2: SUITE 1400
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
wf-form4_150913871917346.xml
FORM 4
X0306
4
2017-10-25
0
0001212545
WESTERN ALLIANCE BANCORPORATION
WAL
0001507826
Sohn Sung Won
C/O WESTERN ALLIANCE BANCORPORATION
ONE E. WASHINGTON STREET, STE 1400
PHOENIX
AZ
85004
1
0
0
0
Common Stock
2017-10-25
4
S
0
5000
55.89
D
28021
I
Sung Won Sohn Trust
Common Stock
1560
D
Common Stock
670
I
Children
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.68 to $56.02, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This filing reflects the following transfers between forms of ownership, which were inadvertently excluded from the Reporting Person's previous Form 4 filings: (1) 169 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Sung Won Sohn Trust (the "Sohn Trust") on January 25, 2014; (2) 10,270 shares transferred from Direct Holdings to the Sohn Trust on April 1, 2014; (3) 4,082 shares transferred from Direct Holdings to the Sohn Trust on June 5, 2014; (4) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2014; (5) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2015; and (6) 4,500 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2016.
On July 1, 2017, the Reporting Person transferred 4,000 shares from the Reporting Person's direct holdings to the Sung Won Sohn Trust.
/s/ Dale Gibbons (Attorney-in-fact)
2017-10-27