0001214659-24-007215.txt : 20240419
0001214659-24-007215.hdr.sgml : 20240419
20240419170014
ACCESSION NUMBER: 0001214659-24-007215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240123
FILED AS OF DATE: 20240419
DATE AS OF CHANGE: 20240419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AULT MILTON C III
CENTRAL INDEX KEY: 0001212502
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40701
FILM NUMBER: 24858666
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiskOn International, Inc.
CENTRAL INDEX KEY: 0001437491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
BUSINESS PHONE: (800) 762-7293
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
FORMER COMPANY:
FORMER CONFORMED NAME: BitNile Metaverse, Inc.
DATE OF NAME CHANGE: 20230321
FORMER COMPANY:
FORMER CONFORMED NAME: Ecoark Holdings, Inc.
DATE OF NAME CHANGE: 20160325
FORMER COMPANY:
FORMER CONFORMED NAME: Magnolia Solar Corp
DATE OF NAME CHANGE: 20100107
4
1
marketforms-65584.xml
PRIMARY DOCUMENT
X0508
4
2024-01-23
0001437491
RiskOn International, Inc.
ROII
0001212502
AULT MILTON C III
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
true
true
false
false
Chief Executive Officer
0
Common Stock
2024-01-23
4
J
false
7560
7.5
A
713811
I
By Ault Lending, LLC
Common Stock
2024-04-05
4
J
false
31433
7.5
A
745244
I
By Ault Lending, LLC
Common Stock
2024-04-17
4
P
false
56101
0.0157
A
801345
I
By Ault Lending, LLC
Common Stock
42000
I
By Ault & Company, Inc.
Common Stock
7000
D
Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person.
Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0157. The range of purchase prices on the transaction date was $0.0154 to $0.0641 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
/s/ Milton C. Ault, III
2024-04-19