0001214659-24-001775.txt : 20240202
0001214659-24-001775.hdr.sgml : 20240202
20240202163030
ACCESSION NUMBER: 0001214659-24-001775
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AULT MILTON C III
CENTRAL INDEX KEY: 0001212502
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40483
FILM NUMBER: 24591961
MAIL ADDRESS:
STREET 1: 11411 SOUTHERN HIGHLANDS PARKWAY
STREET 2: SUITE 240
CITY: LAS VEGAS
STATE: NV
ZIP: 89141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alzamend Neuro, Inc.
CENTRAL INDEX KEY: 0001677077
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 811822909
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 3500 LENOX RD. NE
STREET 2: SUITE 1500
CITY: ATLANTA
STATE: GA
ZIP: 30326
BUSINESS PHONE: 844-722-6333
MAIL ADDRESS:
STREET 1: 3500 LENOX RD. NE
STREET 2: SUITE 1500
CITY: ATLANTA
STATE: GA
ZIP: 30326
4
1
marketforms-64535.xml
PRIMARY DOCUMENT
X0508
4
2024-01-31
0001677077
Alzamend Neuro, Inc.
ALZN
0001212502
AULT MILTON C III
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS
NV
89141
true
false
true
false
0
Series A Convertible Preferred Stock
1.00
2024-01-31
4
P
false
1220
1000.00
D
2024-01-31
Common Stock
1220000
1220
I
By Ault Life Sciences Fund, LLC
Warrants
1.20
2024-01-31
4
P
false
1220000
0.00
D
2024-07-31
2029-07-31
Common Stock
1220000
1220000
I
By Ault Life Sciences Fund, LLC
The shares of series A convertible preferred stock (the "Series A Convertible Preferred Stock") have no expiration date.
Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value") and is convertible into a number of shares of common stock determined by dividing the Stated Value by the conversion price, which is currently $1.00.
Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
These warrants were issued for no additional consideration in connection with the purchase of the Series A Convertible Preferred Stock.
/s/ Milton C. Ault, III
2024-02-02