0001567619-20-000833.txt : 20200109
0001567619-20-000833.hdr.sgml : 20200109
20200109181221
ACCESSION NUMBER: 0001567619-20-000833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200108
FILED AS OF DATE: 20200109
DATE AS OF CHANGE: 20200109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knight David
CENTRAL INDEX KEY: 0001547394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 20519102
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2020-01-08
0
0001212458
PROOFPOINT INC
PFPT
0001547394
Knight David
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP Product Mgmnt & Marketing
Common Stock
2020-01-08
4
M
0
2500
57.49
A
7328
D
Common Stock
2020-01-08
4
S
0
310
122.80
D
7018
D
Common Stock
2020-01-08
4
S
0
2040
124.08
D
4978
D
Common Stock
2020-01-08
4
S
0
150
124.78
D
4828
D
Employee Stock Option (right to buy)
57.49
2020-01-08
4
M
0
2500
0.00
D
2025-04-06
Common Stock
2500
892
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sale price. The lowest price at which shares were sold was $122.38 and the highest price at which shares were sold was $123.28. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $123.57 and the highest price at which shares were sold was $124.56.
Represents the weighted average sale price. The lowest price at which shares were sold was $124.66 and the highest price at which shares were sold was $124.88.
The stock option will vest as to 1/4th of the total number of shares on February 1, 2016, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
/s/ David Knight by Stephen Chen, Attorney-in-Fact
2020-01-09