0001567619-18-004722.txt : 20181029 0001567619-18-004722.hdr.sgml : 20181029 20181029180039 ACCESSION NUMBER: 0001567619-18-004722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181025 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salle Blake P. CENTRAL INDEX KEY: 0001757191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 181145135 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: Salle Blake R. DATE OF NAME CHANGE: 20181025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc1.xml FORM 4 X0306 4 2018-10-25 0 0001212458 PROOFPOINT INC PFPT 0001757191 Salle Blake P. C/O PROOFPOINT, INC. 892 ROSS DRIVE SUNNYVALE CA 94089 0 1 0 0 EVP, Worldwide Sales Restricted Stock Units 0 2018-10-25 4 A 0 30000 0 A Common Stock 30000 30000 D Restricted Stock Units 0 2018-10-29 4 A 0 4000 0 A Common Stock 4000 4000 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest annually as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on October 25, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. The RSUs vest annually as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on July 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. /s/ Blake Salle by Michael Yang, Attorney-in-Fact 2018-10-29