0001567619-18-004722.txt : 20181029
0001567619-18-004722.hdr.sgml : 20181029
20181029180039
ACCESSION NUMBER: 0001567619-18-004722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181025
FILED AS OF DATE: 20181029
DATE AS OF CHANGE: 20181029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salle Blake P.
CENTRAL INDEX KEY: 0001757191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 181145135
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: Salle Blake R.
DATE OF NAME CHANGE: 20181025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2018-10-25
0
0001212458
PROOFPOINT INC
PFPT
0001757191
Salle Blake P.
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP, Worldwide Sales
Restricted Stock Units
0
2018-10-25
4
A
0
30000
0
A
Common Stock
30000
30000
D
Restricted Stock Units
0
2018-10-29
4
A
0
4000
0
A
Common Stock
4000
4000
D
Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vest annually as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on October 25, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
The RSUs vest annually as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on July 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
/s/ Blake Salle by Michael Yang, Attorney-in-Fact
2018-10-29