0001209191-20-042865.txt : 20200717 0001209191-20-042865.hdr.sgml : 20200717 20200717163835 ACCESSION NUMBER: 0001209191-20-042865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200715 FILED AS OF DATE: 20200717 DATE AS OF CHANGE: 20200717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seka Leyla D. CENTRAL INDEX KEY: 0001783241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 201034130 MAIL ADDRESS: STREET 1: C/O PROOFPOINT, INC. STREET 2: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-15 0 0001212458 PROOFPOINT INC PFPT 0001783241 Seka Leyla D. C/O PROOFPOINT, INC. 892 ROSS DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2020-07-15 4 A 0 1863 0.00 A 3566 D Common Stock 2020-07-15 4 A 0 354 0.00 A 3920 D Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 15, 2020. An additional 1/4th of the total number of shares will vest on each of September 30, 2020, December 31, 2020 and March 31, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. /s/ Leyla D. Seka, by Michael Yang, Attorney-in-Fact 2020-07-17