0001209191-20-023942.txt : 20200408
0001209191-20-023942.hdr.sgml : 20200408
20200408173925
ACCESSION NUMBER: 0001209191-20-023942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200407
FILED AS OF DATE: 20200408
DATE AS OF CHANGE: 20200408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steele Gary
CENTRAL INDEX KEY: 0001547434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 20782710
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-07
0
0001212458
PROOFPOINT INC
PFPT
0001547434
Steele Gary
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
1
1
0
0
Chairman and CEO
Common Stock
2020-04-07
4
S
0
2894
107.2992
D
105954
D
Common Stock
2020-04-07
4
S
0
4687
108.322
D
101267
D
Common Stock
2020-04-07
4
S
0
9914
109.2797
D
91353
D
Common Stock
2020-04-07
4
S
0
2105
109.9669
D
89248
D
Common Stock
2020-04-07
4
S
0
300
110.8733
D
88948
D
Common Stock
2020-04-07
4
S
0
100
112.01
D
88848
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sale price. The lowest price at which shares were sold was $106.70 and the highest price at which shares were sold was $107.69. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6) and (7) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $107.74 and the highest price at which shares were sold was $108.74.
Represents the weighted average sale price. The lowest price at which shares were sold was $108.78 and the highest price at which shares were sold was $109.75.
Represents the weighted average sale price. The lowest price at which shares were sold was $109.795 and the highest price at which shares were sold was $110.30.
Represents the weighted average sale price. The lowest price at which shares were sold was $110.915 and the highest price at which shares were sold was $110.79.
/s/ Gary Steele, by Michael Yang, Attorney-in-Fact
2020-04-08