0001209191-20-023671.txt : 20200406
0001209191-20-023671.hdr.sgml : 20200406
20200406195444
ACCESSION NUMBER: 0001209191-20-023671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200403
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salle Blake P.
CENTRAL INDEX KEY: 0001757191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 20778127
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: Salle Blake R.
DATE OF NAME CHANGE: 20181025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-03
0
0001212458
PROOFPOINT INC
PFPT
0001757191
Salle Blake P.
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP, Worldwide Sales
Common Stock
2020-04-03
4
M
0
5000
0.00
A
8814
D
Common Stock
2020-04-03
4
F
0
1218
97.89
D
7596
D
Restricted Stock Units
0.00
2020-04-03
4
M
0
5000
0.00
D
Common Stock
5000
5000
D
Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 17, 2017.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.
Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vest annually as to 1/4th of the total RSUs in equal installments. The first 1/4th of the RSUs vested on April 3, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
/s/ Blake P. Salle, by Michael Yang, Attorney-in-Fact
2020-04-06