0001140361-16-084579.txt : 20161102
0001140361-16-084579.hdr.sgml : 20161102
20161102170620
ACCESSION NUMBER: 0001140361-16-084579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Robert Darren
CENTRAL INDEX KEY: 0001634774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 161968891
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: Lee Darren
DATE OF NAME CHANGE: 20150223
4
1
doc1.xml
FORM 4
X0306
4
2016-11-01
0
0001212458
PROOFPOINT INC
PFPT
0001634774
Lee Robert Darren
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
SVP, GM Archiving & Governance
Common Stock
2016-11-01
4
M
0
1200
14.12
A
1203
D
Common Stock
2016-11-01
4
M
0
800
36
A
2003
D
Common Stock
2016-11-01
4
S
0
2000
78.34
D
3
D
Non-qualified Stock Option (right to buy)
14.12
2016-11-01
4
M
0
1200
0
D
2023-03-05
Common Stock
1200
9365
D
Non-qualified Stock Option (right to buy)
36
2016-11-01
4
M
0
800
0
D
2024-03-26
Common Stock
800
10378
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan with an effective date of June 9, 2016.
The stock option is immediately exercisable in full.
/s/ Robert Darren Lee by Michael Yang, Attorney-in-Fact
2016-11-02