0001140361-15-035305.txt : 20150917
0001140361-15-035305.hdr.sgml : 20150917
20150917173106
ACCESSION NUMBER: 0001140361-15-035305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150915
FILED AS OF DATE: 20150917
DATE AS OF CHANGE: 20150917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Robert Darren
CENTRAL INDEX KEY: 0001634774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 151113444
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: Lee Darren
DATE OF NAME CHANGE: 20150223
4
1
doc1.xml
FORM 4
X0306
4
2015-09-15
0
0001212458
PROOFPOINT INC
PFPT
0001634774
Lee Robert Darren
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
SVP, GM Archiving & Governance
Common Stock
2015-09-15
4
M
0
1987
36.00
A
1987
D
Common Stock
2015-09-15
4
M
0
13
7.98
A
2000
D
Common Stock
2015-09-15
4
S
0
1300
59.0439
D
700
D
Common Stock
2015-09-15
4
S
0
700
59.6743
D
0
D
Non-qualified Stock Option (right to buy)
36.00
2015-09-15
4
M
0
1987
0
D
2025-02-24
Common Stock
1987
16013
D
Non-qualified Stock Option (right to buy)
7.98
2015-09-15
4
M
0
13
0
D
2021-12-29
Common Stock
13
0
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 4, 2015.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $58.56 to $59.55 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $59.56 to $59.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Robert Darren Lee by Michael Yang, Attorney-in-Fact
2015-09-17