0001209191-15-052555.txt : 20150611 0001209191-15-052555.hdr.sgml : 20150611 20150611213912 ACCESSION NUMBER: 0001209191-15-052555 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150611 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invuity, Inc. CENTRAL INDEX KEY: 0001393020 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 BUSINESS PHONE: 415-655-2100 MAIL ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Spotlight Surgical Inc DATE OF NAME CHANGE: 20070313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTSON BRETT CENTRAL INDEX KEY: 0001211809 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 15927280 MAIL ADDRESS: STREET 1: C/O INVUITY, INC. STREET 2: 444 DE HARO STREET CITY: SAN FRANCOSCO STATE: CA ZIP: 94107 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-06-11 0 0001393020 Invuity, Inc. IVTY 0001211809 ROBERTSON BRETT C/O INVUITY, INC. 444 DE HARO STREET SAN FRANCISCO CA 94107 0 1 0 0 See Remarks Employee Stock Option (right to buy) 1.30 2020-11-17 Common Stock 42710 D Employee Stock Option (right to buy) 1.67 2022-01-18 Common Stock 2034 D Employee Stock Option (right to buy) 3.15 2022-09-19 Common Stock 6546 D Employee Stock Option (right to buy) 3.15 2022-09-19 Common Stock 20085 D Employee Stock Option (right to buy) 3.15 2024-03-05 Common Stock 4826 D Employee Stock Option (right to buy) 3.15 2024-03-05 Common Stock 19292 D Employee Stock Option (right to buy) 3.15 2024-03-05 Common Stock 10988 D Employee Stock Option (right to buy) 11.10 2025-04-16 Common Stock 28131 D One-fourth of the shares subject to the option vested on September 2, 2011 and one forty-eighth of the shares subject to the option vested each month thereafter. One forty-eighth of the shares subject to the option vested on October 2, 2010 and one forty-eighth of the shares subject to the option vested each month thereafter. The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on July 11, 2012 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on March 28, 2014 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. The option is subject to an early exercise provision and is immediately exercisable. One twenty-fourth of 50% of the shares subject to the option vested on December 30, 2014 and one twenty-fourth of 50% of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. One twenty-fourth of the remaining 50% of the shares subject to the option vested on April 13, 2015 and one twenty-fourth of the remaining 50% of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. The option is subject to an early exercise provision and is immediately exercisable. One sixtieth of the shares subject to the option vested on March 13, 2015 and one sixtieth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Exhibit 24 - Power of Attorney VP of Corporate Development, General Counsel and Secretary /s/ Nancy Hargreaves, by power of attorney 2015-06-11 EX-24 2 attachment1.htm EX-24 DOCUMENT
             LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE

        The undersigned, as a Section 16 reporting person of Invuity, Inc. (the
"Company"), hereby constitutes and appoints Brett Robertson, Michael Gandy, and
Nancy Hargreaves the undersigned's true and lawful attorneys-in-fact, to:

        1.      Complete and execute Forms 3, 4 and 5 and other forms and all
amendments thereto as such attorneys-in-fact shall in their discretion determine
to be required or advisable pursuant to Section 16 of the Securities Exchange
Act of 1934, as amended, and the rules and regulations promulgated thereunder,
or any successor laws and regulations, as a consequence of the undersigned's
ownership, acquisition or disposition of securities of the Company; and

        2.      Do all acts necessary in order to file such forms with the
Securities and Exchange Commission, any securities exchange or national
association, the Company and such other person or agency as the
attorneys-in-fact shall deem appropriate.

        The undersigned hereby ratifies and confirms all that said
attorneys-in-fact and agent shall do or cause to be done by virtue hereof. The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, is not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934, as amended.

        This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.

        IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 6th day of May, 2015.

                                        Signature: /s/ Brett Robertson
                                                   -----------------------------

                                        Print Name:    Brett Robertson
                                                    ----------------------------