0000899243-16-028915.txt : 20160913
0000899243-16-028915.hdr.sgml : 20160913
20160913192618
ACCESSION NUMBER: 0000899243-16-028915
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160909
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNECTURE INC
CENTRAL INDEX KEY: 0001211759
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-432-8282
MAIL ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANCISCO PARTNERS IV, L.P.
CENTRAL INDEX KEY: 0001622902
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 161883885
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANCISCO PARTNERS IV-A, L.P.
CENTRAL INDEX KEY: 0001622908
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 161883886
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners GP IV, L.P.
CENTRAL INDEX KEY: 0001674067
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 161883887
BUSINESS ADDRESS:
STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2999
MAIL ADDRESS:
STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners GP IV Management Ltd
CENTRAL INDEX KEY: 0001673966
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 161883888
BUSINESS ADDRESS:
STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2999
MAIL ADDRESS:
STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-09
0
0001211759
CONNECTURE INC
CNXR
0001673966
Francisco Partners GP IV Management Ltd
C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
ONE LETTERMAN DRIVE, BUILDING C -STE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001674067
Francisco Partners GP IV, L.P.
C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
ONE LETTERMAN DRIVE, BUILDING C -STE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001622908
FRANCISCO PARTNERS IV-A, L.P.
C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
ONE LETTERMAN DRIVE, BUILDING C -STE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001622902
FRANCISCO PARTNERS IV, L.P.
C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
ONE LETTERMAN DRIVE, BUILDING C -STE 410
SAN FRANCISCO
CA
94129
0
0
1
0
Common Stock
2016-09-09
4
P
0
35420
1.6308
A
2401413
I
See Footnotes
Common Stock
2016-09-09
4
P
0
17753
1.6308
A
1203639
I
See Footnotes
Common Stock
2016-09-12
4
P
0
400
1.65
A
2401813
I
See Footnotes
Common Stock
2016-09-12
4
P
0
200
1.65
A
1203839
I
See Footnotes
Common Stock
2016-09-13
4
P
0
12237
1.691
A
2414050
I
See Footnotes
Common Stock
2016-09-13
4
P
0
6133
1.691
A
1209972
I
See Footnotes
The prices reported in Column 4 are weighted average prices. These shares were acquired in multiple transactions at prices ranging from $1.63 to $1.65, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
These securities are directly held by Francisco Partners IV, L.P. ("FP IV"). The number of shares of common stock of Connecture, Inc. (the "Issuer"), having par value of $0.001 per share (the "Common Stock"), deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock"), is equal to approximately 224.9556 shares, subject to customary anti-dilution adjustments, paid-in-kind dividends through June 30, 2016 and other adjustments. The Preferred Stock is convertible at any time and has no expiration date. The Issuer may mandatorily convert the Preferred Stock into Common Stock after May 2, 2018, if certain conditions are met. As of the date of this filing, FP IV holds 2,414,050 shares of Common Stock and 33,306 shares of Preferred Stock, which is convertible into 7,492,369 shares of Common Stock.
These securities are directly held by Francisco Partners IV-A, L.P. ("FP IV-A"). As of the date of this filing, FP IV-A holds 1,209,972 shares of Common Stock and 16,694 shares of Preferred Stock, which is convertible into 3,755,408 shares of Common Stock.
The general partner of both FP IV and FP IV-A is Francisco Partners GP IV, L.P. ("FP GP"). The general partner of FP GP is Francisco Partners GP IV Management Limited ("FP GP Management" and collectively with FP IV, FP IV-A and FP GP, "Francisco Partners").
The Directors of FP GP Management are Mr. Dipanjan Deb and Mr. Tom Ludwig and the Investment Committee of FP GP Management consists of Mr. Deb, Mr. David Golob, Mr. Ezra Perlman, and Mr. Keith Geeslin (collectively, the "FP Directors").
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of such Francisco Partners entities and the FP Directors may be deemed to beneficially own the securities of the Issuer beneficially owned by FP IV and FP IV-A directly or indirectly controlled by it, but each (other than FP IV and FP IV-A to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
The prices reported in Column 4 are weighted average prices. These shares were acquired in multiple transactions at prices ranging from $1.65 to $1.70, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
FRANCISCO PARTNERS IV, L.P., By: Francisco Partners GP IV, L.P., its General Partner, By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President
2016-09-13
FRANCISCO PARTNERS IV-A, L.P., By: Francisco Partners GP IV, L.P., its General Partner, By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President
2016-09-13
FRANCISCO PARTNERS GP IV, L.P., By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President
2016-09-13
FRANCISCO PARTNERS GP IV MANAGEMENT LIMITED, By: Name: Ezra Perlman, Title: Co-President
2016-09-13