0000899243-16-028912.txt : 20160913
0000899243-16-028912.hdr.sgml : 20160913
20160913192018
ACCESSION NUMBER: 0000899243-16-028912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160909
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNECTURE INC
CENTRAL INDEX KEY: 0001211759
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-432-8282
MAIL ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlman Ezra
CENTRAL INDEX KEY: 0001344015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 161883868
MAIL ADDRESS:
STREET 1: C/O FRANCISCO PARTNERS
STREET 2: 2882 SAND HILL ROAD, SUITE 280
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-09
0
0001211759
CONNECTURE INC
CNXR
0001344015
Perlman Ezra
C/O FRANCISCO PARTNERS MANAGEMENT, L.P.
ONE LETTERMAN DRIVE, BUILDING C -STE 410
SAN FRANCISCO
CA
94129
1
0
0
0
Common Stock
2016-09-09
4
P
0
53173
1.6308
A
3605052
I
See Footnotes
Common Stock
2016-09-12
4
P
0
600
1.65
A
3605652
I
See Footnotes
Common Stock
2016-09-13
4
P
0
18370
1.691
A
3624022
I
See Footnotes
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.63 to $1.65, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
These securities are directly held by Francisco Partners IV, L.P. ("FP IV") and Francisco Partners IV-A, L.P. ("FP IV-A"). As of the date of this filing, FP IV holds 2,414,050 shares of common stock of Connecture, Inc. (the "Issuer"), having a par value of $0.001 per share (the "Common Stock"), and FP IV-A holds 1,209,972 shares of Common Stock.
As of the date of this filing, FP IV holds 33,306 shares of Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock"), of the Issuer, and FP IV-A holds 16,694 shares of Preferred Stock. The number of shares of Common Stock deliverable upon conversion of each share of Preferred Stock is equal to approximately 224.9556 shares, subject to customary anti-dilution adjustments, paid-in-kind dividends through June 30, 2016 and other adjustments. The Preferred Stock is convertible at any time and has no expiration date. The Issuer may mandatorily convert the Preferred Stock into Common Stock after May 2, 2018, if certain conditions are met.
The general partner of both FP IV and FP IV-A is Francisco Partners GP IV, L.P. ("FP GP"). The general partner of FP GP is Francisco Partners GP IV Management Limited ("FP GP Management"). Mr. Perlman, an officer of an affiliate of Francisco Partners Management, L.P. ("Francisco Partners"), is a member of the board of directors of the Issuer. FP IV, FP IV-A, FP GP and FP GP Management are affiliates of Francisco Partners and have each filed a separate Form 4 reporting the acquisition of securities of the Issuer that each may be deemed to beneficially own. Mr. Perlman disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by affiliates of Francisco Partners, including FP IV, FP IV-A, FP GP and FP GP Management, except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.65 to $1.70, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
EZRA PERLMAN, Title: Director
2016-09-13