0000899243-16-022812.txt : 20160614 0000899243-16-022812.hdr.sgml : 20160614 20160614165808 ACCESSION NUMBER: 0000899243-16-022812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONNECTURE INC CENTRAL INDEX KEY: 0001211759 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18500 W. CORPORATE DRIVE STREET 2: SUITE 250 CITY: BROOKFIELD STATE: WI ZIP: 53045 BUSINESS PHONE: 262-432-8282 MAIL ADDRESS: STREET 1: 18500 W. CORPORATE DRIVE STREET 2: SUITE 250 CITY: BROOKFIELD STATE: WI ZIP: 53045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO PARTNERS IV, L.P. CENTRAL INDEX KEY: 0001622902 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 161713615 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO PARTNERS IV-A, L.P. CENTRAL INDEX KEY: 0001622908 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 161713616 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DR., BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners GP IV, L.P. CENTRAL INDEX KEY: 0001674067 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 161713617 BUSINESS ADDRESS: STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P. STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2999 MAIL ADDRESS: STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P. STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners GP IV Management Ltd CENTRAL INDEX KEY: 0001673966 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36778 FILM NUMBER: 161713618 BUSINESS ADDRESS: STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P. STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2999 MAIL ADDRESS: STREET 1: C/O FRANCISCO PARTNERS MANAGEMENT, L.P. STREET 2: ONE LETTERMAN DRIVE, BLDG C, SUITE 401 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-10 0 0001211759 CONNECTURE INC CNXR 0001673966 Francisco Partners GP IV Management Ltd C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C -STE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001674067 Francisco Partners GP IV, L.P. C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C -STE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001622908 FRANCISCO PARTNERS IV-A, L.P. C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C -STE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001622902 FRANCISCO PARTNERS IV, L.P. C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C -STE 410 SAN FRANCISCO CA 94129 0 0 1 0 Common Stock 2016-06-10 4 P 0 1021421 1.27 A 1021421 I See Footnotes Common Stock 2016-06-10 4 P 0 511945 1.27 A 511945 I See Footnotes Common Stock 2016-06-13 4 P 0 11271 1.67 A 1032692 I See Footnotes Common Stock 2016-06-13 4 P 0 5649 1.67 A 517594 I See Footnotes The prices reported in Column 4 are weighted average prices. These shares were acquired in multiple transactions at prices ranging from $1.25 to $1.67, inclusive. These securities are directly held by Francisco Partners IV, L.P. ("FP IV"). The number of shares of common stock of Connecture, Inc. (the "Issuer"), having par value of $0.001 per share (the "Common Stock"), deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.001 per share (the "Preferred Stock"), is equal to approximately 222.2222 shares, subject to customary anti-dilution and other adjustments. The Preferred Stock is convertible at any time and has no expiration date. The Issuer may mandatorily convert the Preferred Stock into Common Stock after May 2, 2018, if certain conditions are met. As of the date of this filing, FP IV holds 33,306 shares of Preferred Stock, which is convertible into 7,401,333 shares of Common Stock, and 1,032,692 shares of Common Stock. These securities are directly held by Francisco Partners IV-A, L.P. ("FP IV-A"). As of the date of this filing, FP IV-A holds 16,694 shares of Preferred Stock, which is convertible into 3,709,778 shares of Common Stock, and 517,594 shares of Common Stock. The general partner of both FP IV and FP IV-A is Francisco Partners GP IV, L.P. ("FP GP"). The general partner of FP GP is Francisco Partners GP IV Management Limited ("FP GP Management" and collectively with FP IV, FP IV-A and FP GP, "Francisco Partners"). The Directors of FP GP Management are Mr. Dipanjan Deb and Mr. Tom Ludwig and the Investment Committee of FP GP Management consists of Mr. Deb, Mr. David Golob, Mr. Ezra Perlman, and Mr. Keith Geeslin (collectively, the "FP Directors"). Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of such Francisco Partners entities and the FP Directors may be deemed to beneficially own the securities of the Issuer beneficially owned by FP IV and FP IV-A directly or indirectly controlled by it, but each (other than FP IV and FP IV-A to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. FRANCISCO PARTNERS IV, L.P., By: Francisco Partners GP IV, L.P., its General Partner, By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President 2016-06-14 FRANCISCO PARTNERS IV-A, L.P., By: Francisco Partners GP IV, L.P., its General Partner, By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President 2016-06-14 FRANCISCO PARTNERS GP IV, L.P., By: Francisco Partners GP IV Management Limited, its General Partner, By: Name: Ezra Perlman, Title: Co-President 2016-06-14 FRANCISCO PARTNERS GP IV MANAGEMENT LIMITED, By: Name: Ezra Perlman, Title: Co-President 2016-06-14