0000899243-15-001316.txt : 20150716
0000899243-15-001316.hdr.sgml : 20150716
20150716160519
ACCESSION NUMBER: 0000899243-15-001316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150716
DATE AS OF CHANGE: 20150716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNECTURE INC
CENTRAL INDEX KEY: 0001211759
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-432-8282
MAIL ADDRESS:
STREET 1: 18500 W. CORPORATE DRIVE
STREET 2: SUITE 250
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KROIN DAVID
CENTRAL INDEX KEY: 0001397513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991589
MAIL ADDRESS:
STREET 1: C/O GREAT POINT PARTNERS LLC
STREET 2: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAY JEFFREY R
CENTRAL INDEX KEY: 0001239607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991590
MAIL ADDRESS:
STREET 1: GREAT POINT PARTNERS, LLC
STREET 2: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC
CENTRAL INDEX KEY: 0001281446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991591
BUSINESS ADDRESS:
STREET 1: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203 971-3300
MAIL ADDRESS:
STREET 1: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPP - Connecture, LLC
CENTRAL INDEX KEY: 0001627377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991592
BUSINESS ADDRESS:
STREET 1: 165 MASON STREET
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.971.3317
MAIL ADDRESS:
STREET 1: 165 MASON STREET
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Great Point Partners I GP, LLC
CENTRAL INDEX KEY: 0001508954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991594
BUSINESS ADDRESS:
STREET 1: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-971-3300
MAIL ADDRESS:
STREET 1: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREAT POINT PARTNERS I LP
CENTRAL INDEX KEY: 0001349965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36778
FILM NUMBER: 15991593
BUSINESS ADDRESS:
STREET 1: C/O GREAT POINT PARTNERS I LP
STREET 2: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039713300
MAIL ADDRESS:
STREET 1: C/O GREAT POINT PARTNERS I LP
STREET 2: 165 MASON STREET, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-30
0
0001211759
CONNECTURE INC
CNXR
0001508954
Great Point Partners I GP, LLC
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001349965
GREAT POINT PARTNERS I LP
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001627377
GPP - Connecture, LLC
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001281446
GREAT POINT PARTNERS LLC
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001239607
JAY JEFFREY R
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001397513
KROIN DAVID
165 MASON ST., 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock
2015-06-30
5
G
0
E
10000
0.00
D
29703
D
Common Stock
4127232
I
By GPP-Connecture LLC
Common Stock
36493
D
Common Stock
47235
I
See Remarks
Common Stock
28696
I
See Remarks
These shares are held directly by David Kroin.
Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and Mr. Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.
These shares are held directly by Dr. Jay.
Includes 11,341 shares held by a trust of which Dr. Jay is a trustee and of which beneficiaries may be considered members of Dr. Jay's immediate family, and 35,894 shares held by a trust of which Dr. Jay is the income beneficiary (but not the trustee). In each case Dr. Jay disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Includes shares owned by Biomedical Offshore Value Fund, Ltd. ("BOVF"). Great Point Partners, LLC is the investment manager of BOVF, and by virtue of such status may be deemed to be the beneficial owner of the such shares. Each of Dr. Jay, as senior managing member of Great Point Partners, LLC, and Mr. Kroin, as special managing member of Great Point Partners, LLC, has voting and investment power with respect to such shares, and therefore may be deemed to be the beneficial owner of such shares. Each of Dr. Jay and Mr. Kroin disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Scott Heinert for Great Point Partners I GP, LLC
2015-07-16
/s/ Scott Heinert for Great Point Partners I LP
2015-07-16
/s/ Scott Heinert for GPP - Connecture, LLC
2015-07-16
/s/ Scott Heinert for Great Point Partners LLC
2015-07-16
/s/ Scott Heinert for Jay R. Jeffrey
2015-07-16
/s/ Scott Heinert for David Kroin
2015-07-16