0001127602-16-065992.txt : 20161103
0001127602-16-065992.hdr.sgml : 20161103
20161103140230
ACCESSION NUMBER: 0001127602-16-065992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (888)298-6986
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMPBELL CHRISTAIN
CENTRAL INDEX KEY: 0001211693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 161971088
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-01
0001673358
Yum China Holdings, Inc.
YUMC
0001211693
CAMPBELL CHRISTAIN
4755 TAMIAMI TRAIL NORTH, #183
NAPLES
FL
34103
1
Stock Appreciation Right
19.00
2016-11-01
4
A
0
47384
0
A
2023-02-06
Common Stock
47384
47384
D
Stock Appreciation Right
21.30
2016-11-01
4
A
0
29455
0
A
2024-02-05
Common Stock
29455
29455
D
Stock Appreciation Right
22.32
2016-11-01
4
A
0
21695
0
A
2025-02-06
Common Stock
21695
21695
D
Stock Appreciation Right
21.06
2016-11-01
4
A
0
3464
0
A
2026-02-05
Common Stock
3464
3464
D
Stock Appreciation Right
19.46
2016-11-01
4
A
0
65417
0
A
2022-02-08
Common Stock
65417
65417
D
Vesting occurs 25% per year beginning one year from 2/6/2013.
Vesting occurs 25% per year beginning one year from 2/5/2014.
Vesting occurs 25% per year beginning one year from 2/6/2015
Vesting occurs 25% per year beginning one year from 2/5/2016.
Vested in full.
The transactions reported on this Form 4 (the "Reported Awards") represent awards made to the Reporting Person pursuant to the terms of the Employee Matters Agreement between the Issuer and YUM! Brands, Inc. dated as of October 31, 2016. Each Reported Award represents the conversion of an award previously granted to the Reporting Person by YUM! Brands, Inc. The Employee Matters Agreement was entered into in connection with the spin-off (the "Spin-Off") of the Issuer from YUM! Brands, Inc.The Reporting Person is also the beneficial owner of 27,597 shares of Common Stock, which shares were acquired by the Reporting Person pursuant to the Spin-Off in a transaction exempt from reporting pursuant to Rule 16a-9.
/s/ Pingping Liu, Power of Attorney
2016-11-03