0001127602-16-065992.txt : 20161103 0001127602-16-065992.hdr.sgml : 20161103 20161103140230 ACCESSION NUMBER: 0001127602-16-065992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (888)298-6986 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMPBELL CHRISTAIN CENTRAL INDEX KEY: 0001211693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 161971088 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0001673358 Yum China Holdings, Inc. YUMC 0001211693 CAMPBELL CHRISTAIN 4755 TAMIAMI TRAIL NORTH, #183 NAPLES FL 34103 1 Stock Appreciation Right 19.00 2016-11-01 4 A 0 47384 0 A 2023-02-06 Common Stock 47384 47384 D Stock Appreciation Right 21.30 2016-11-01 4 A 0 29455 0 A 2024-02-05 Common Stock 29455 29455 D Stock Appreciation Right 22.32 2016-11-01 4 A 0 21695 0 A 2025-02-06 Common Stock 21695 21695 D Stock Appreciation Right 21.06 2016-11-01 4 A 0 3464 0 A 2026-02-05 Common Stock 3464 3464 D Stock Appreciation Right 19.46 2016-11-01 4 A 0 65417 0 A 2022-02-08 Common Stock 65417 65417 D Vesting occurs 25% per year beginning one year from 2/6/2013. Vesting occurs 25% per year beginning one year from 2/5/2014. Vesting occurs 25% per year beginning one year from 2/6/2015 Vesting occurs 25% per year beginning one year from 2/5/2016. Vested in full. The transactions reported on this Form 4 (the "Reported Awards") represent awards made to the Reporting Person pursuant to the terms of the Employee Matters Agreement between the Issuer and YUM! Brands, Inc. dated as of October 31, 2016. Each Reported Award represents the conversion of an award previously granted to the Reporting Person by YUM! Brands, Inc. The Employee Matters Agreement was entered into in connection with the spin-off (the "Spin-Off") of the Issuer from YUM! Brands, Inc.The Reporting Person is also the beneficial owner of 27,597 shares of Common Stock, which shares were acquired by the Reporting Person pursuant to the Spin-Off in a transaction exempt from reporting pursuant to Rule 16a-9. /s/ Pingping Liu, Power of Attorney 2016-11-03