0001628280-23-019139.txt : 20230519
0001628280-23-019139.hdr.sgml : 20230519
20230519173158
ACCESSION NUMBER: 0001628280-23-019139
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230519
DATE AS OF CHANGE: 20230519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISTWIN DONALD J
CENTRAL INDEX KEY: 0001211436
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 23941683
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4/A
1
wf-form4a_168453190583123.xml
FORM 4/A
X0407
4/A
2023-05-11
2023-05-12
0
0001406666
CALIX, INC
(CALX)
0001211436
LISTWIN DONALD J
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
1
0
0
0
0
Common Stock
42.79
2023-05-11
4
A
0
8183
0
A
2033-05-11
Common Stock
8183.0
8183
D
The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 11, 2023) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant.
The original Form 4, filed on May 12, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares of the Issuer's common stock subject to an option granted to the Reporting Person as 7,160 shares, when in fact the correct number was 8,183 shares. The option was granted automatically to the Reporting Person on date of the annual meeting of stockholders held on May 11, 2023, pursuant to the Issuer's non-employee director equity compensation policy.
/s/ Tom Gemetti as Attorney-in-Fact for Donald J. Listwin
2023-05-19