0001628280-23-019139.txt : 20230519 0001628280-23-019139.hdr.sgml : 20230519 20230519173158 ACCESSION NUMBER: 0001628280-23-019139 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230511 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTWIN DONALD J CENTRAL INDEX KEY: 0001211436 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 23941683 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4/A 1 wf-form4a_168453190583123.xml FORM 4/A X0407 4/A 2023-05-11 2023-05-12 0 0001406666 CALIX, INC (CALX) 0001211436 LISTWIN DONALD J C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 0 0 0 Common Stock 42.79 2023-05-11 4 A 0 8183 0 A 2033-05-11 Common Stock 8183.0 8183 D The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 11, 2023) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. The original Form 4, filed on May 12, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares of the Issuer's common stock subject to an option granted to the Reporting Person as 7,160 shares, when in fact the correct number was 8,183 shares. The option was granted automatically to the Reporting Person on date of the annual meeting of stockholders held on May 11, 2023, pursuant to the Issuer's non-employee director equity compensation policy. /s/ Tom Gemetti as Attorney-in-Fact for Donald J. Listwin 2023-05-19