0001406666-23-000003.txt : 20230123
0001406666-23-000003.hdr.sgml : 20230123
20230123161855
ACCESSION NUMBER: 0001406666-23-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230123
DATE AS OF CHANGE: 20230123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISTWIN DONALD J
CENTRAL INDEX KEY: 0001211436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 23544688
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wf-form4_167450872018938.xml
FORM 4
X0306
4
2023-01-20
0
0001406666
CALIX, INC
(CALX)
0001211436
LISTWIN DONALD J
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2023-01-20
4
M
0
9073
38.96
A
599073
D
Common Stock
310000
I
See Footnote
Stock Option (right to buy)
38.96
2023-01-20
4
M
0
9073
0
A
2031-05-13
Common Stock
9073.0
0
D
The shares are held by No Mas Ninos, L.P. The Reporting Person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by thelimited partnership. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
100% of the shares subject to the option were fully vested and exercisable on May 13, 2022
/s/ Tom Gemetti as Attorney-in-Fact for Donald J. Listwin
2023-01-23