0001406666-22-000051.txt : 20221031 0001406666-22-000051.hdr.sgml : 20221031 20221031191313 ACCESSION NUMBER: 0001406666-22-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221027 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTWIN DONALD J CENTRAL INDEX KEY: 0001211436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 221347936 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_166725797528265.xml FORM 4 X0306 4 2022-10-27 0 0001406666 CALIX, INC (CALX) 0001211436 LISTWIN DONALD J C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2022-10-27 4 S 0 50000 72.66 D 650000 D Common Stock 2022-10-28 4 S 0 50001 72.87 D 599999 D Common Stock 2022-10-28 4 G 0 9999 0 D 590000 D Common Stock 310000 I See Footnote (1) Shares sold between $72.00 and $73.63 per share at a weighted average price of $72.66. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. (2) Shares sold between $72.33 and $73.81 per share at a weighted average price of $72.87. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. (3) The shares are held by No Mas Ninos, L.P. The Reporting Person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the limited partnership. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. /s/ Tom Gemetti as Attorney-in-Fact for Donald J. Listwin 2022-10-31