0001179110-19-009842.txt : 20190826 0001179110-19-009842.hdr.sgml : 20190826 20190826175940 ACCESSION NUMBER: 0001179110-19-009842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190822 FILED AS OF DATE: 20190826 DATE AS OF CHANGE: 20190826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toal Sheamus CENTRAL INDEX KEY: 0001309032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 191053916 MAIL ADDRESS: STREET 1: 450 W. 33RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTW Retailwinds, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: New York & Company, Inc. DATE OF NAME CHANGE: 20040521 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 4 1 edgar.xml FORM 4 - X0306 4 2019-08-22 0 0001211351 RTW Retailwinds, Inc. RTW 0001309032 Toal Sheamus 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP, COO and CFO Common Stock 2019-08-22 4 F 0 9794 1.57 D 287732 D Common Stock 19000 I See footnote Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock. Includes 199,296 shares of common stock; 34,997 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; and 18,442 shares of restricted stock which vest on August 27, 2021. Represents common stock indirectly beneficially owned by the reporting person. The shares continue to be held of record by the reporting person as custodian for his daughter. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2019-08-26