0001179110-18-011730.txt : 20180928
0001179110-18-011730.hdr.sgml : 20180928
20180928183214
ACCESSION NUMBER: 0001179110-18-011730
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180827
FILED AS OF DATE: 20180928
DATE AS OF CHANGE: 20180928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worthington John M
CENTRAL INDEX KEY: 0001411816
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 181095324
MAIL ADDRESS:
STREET 1: N56 W17000 RIDGEWOOD DRIVE
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
4
1
edgar.xml
FORM 4 -
X0306
4
2018-08-27
0
0001211351
New York & Company, Inc.
NWY
0001411816
Worthington John M
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
President and COO
Common Stock
2018-08-27
4
A
0
18442
0
A
287124
D
Stock Appreciation Rights
4.88
2018-08-27
4
A
0
86065
0
A
2028-08-27
Common Stock
86065
86065
D
The reporting person was awarded restricted stock which vests on August 27, 2021.
Includes 218,682 shares of common stock; 50,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.
The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 21,516 on August 27, 2019; 21,516 on August 27, 2020, and 43,033 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2018-09-28