0001179110-18-011729.txt : 20180928 0001179110-18-011729.hdr.sgml : 20180928 20180928183158 ACCESSION NUMBER: 0001179110-18-011729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180827 FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toal Sheamus CENTRAL INDEX KEY: 0001309032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 181095322 MAIL ADDRESS: STREET 1: 450 W. 33RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 4 1 edgar.xml FORM 4 - X0306 4 2018-08-27 0 0001211351 New York & Company, Inc. NWY 0001309032 Toal Sheamus 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP and CFO Common Stock 2018-08-27 4 A 0 18442 0 A 254211 D Common Stock 19000 I See footnote Stock Appreciation Rights 4.88 2018-08-27 4 A 0 86065 0 A 2028-08-27 Common Stock 86065 86065 D The reporting person was awarded restricted stock which vests on August 27, 2021. Includes 162,489 shares of common stock; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021. Represents common stock indirectly beneficially owned by the reporting person. The shares continue to be held of record by the reporting person as custodian for his daughter. The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 21,516 on August 27, 2019; 21,516 on August 27, 2020, and 43,033 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2018-09-28