0001179110-18-011729.txt : 20180928
0001179110-18-011729.hdr.sgml : 20180928
20180928183158
ACCESSION NUMBER: 0001179110-18-011729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180827
FILED AS OF DATE: 20180928
DATE AS OF CHANGE: 20180928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toal Sheamus
CENTRAL INDEX KEY: 0001309032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 181095322
MAIL ADDRESS:
STREET 1: 450 W. 33RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
4
1
edgar.xml
FORM 4 -
X0306
4
2018-08-27
0
0001211351
New York & Company, Inc.
NWY
0001309032
Toal Sheamus
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP and CFO
Common Stock
2018-08-27
4
A
0
18442
0
A
254211
D
Common Stock
19000
I
See footnote
Stock Appreciation Rights
4.88
2018-08-27
4
A
0
86065
0
A
2028-08-27
Common Stock
86065
86065
D
The reporting person was awarded restricted stock which vests on August 27, 2021.
Includes 162,489 shares of common stock; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.
Represents common stock indirectly beneficially owned by the reporting person.
The shares continue to be held of record by the reporting person as custodian for his daughter.
The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 21,516 on August 27, 2019; 21,516 on August 27, 2020, and 43,033 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2018-09-28