0001179110-18-004787.txt : 20180323
0001179110-18-004787.hdr.sgml : 20180323
20180323083929
ACCESSION NUMBER: 0001179110-18-004787
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180320
FILED AS OF DATE: 20180323
DATE AS OF CHANGE: 20180323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toal Sheamus
CENTRAL INDEX KEY: 0001309032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 18708440
MAIL ADDRESS:
STREET 1: 450 W. 33RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
4
1
edgar.xml
FORM 4 -
X0306
4
2018-03-20
0
0001211351
New York & Company, Inc.
NWY
0001309032
Toal Sheamus
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP and CFO
Common Stock
2018-03-20
4
A
0
19322
2.74
A
219734
D
Common Stock
2018-03-20
4
A
0
19322
0
A
239056
D
Common Stock
19000
I
See footnote
The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee.
The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested DSUs equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.
Includes 149,007 shares of common stock; 24,218 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.
Represents common stock indirectly beneficially owned by the reporting person.
The shares continue to be held of record by the reporting person as custodian for his daughter.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2018-03-23