0001179110-17-011696.txt : 20170821
0001179110-17-011696.hdr.sgml : 20170821
20170821160753
ACCESSION NUMBER: 0001179110-17-011696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bradley Faeth
CENTRAL INDEX KEY: 0001539319
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 171043212
MAIL ADDRESS:
STREET 1: 450 WEST 33RD ST - 5TH FLR
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
4
1
edgar.xml
FORM 4 -
X0306
4
2017-08-14
0
0001211351
New York & Company, Inc.
NWY
0001539319
Bradley Faeth
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP, Human Resources
Common Stock
2017-08-14
4
A
0
822
1.63
A
126921
D
Common Stock
2017-08-14
4
A
0
822
0
A
127743
D
The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal Spring 2017 cash bonus equal to the fair market value on the date of grant.
The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant.
Includes 83,260 shares of common stock; 1,435 vested deferred stock units; 613 deferred stock units which vest on August 31, 2018; 822 deferred stock units which vest on August 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2017; and 20,000 shares of restricted stock which vest on August 22, 2019.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2017-08-21