0001179110-17-011696.txt : 20170821 0001179110-17-011696.hdr.sgml : 20170821 20170821160753 ACCESSION NUMBER: 0001179110-17-011696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170814 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Faeth CENTRAL INDEX KEY: 0001539319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 171043212 MAIL ADDRESS: STREET 1: 450 WEST 33RD ST - 5TH FLR CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 4 1 edgar.xml FORM 4 - X0306 4 2017-08-14 0 0001211351 New York & Company, Inc. NWY 0001539319 Bradley Faeth 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP, Human Resources Common Stock 2017-08-14 4 A 0 822 1.63 A 126921 D Common Stock 2017-08-14 4 A 0 822 0 A 127743 D The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal Spring 2017 cash bonus equal to the fair market value on the date of grant. The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant. Includes 83,260 shares of common stock; 1,435 vested deferred stock units; 613 deferred stock units which vest on August 31, 2018; 822 deferred stock units which vest on August 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2017; and 20,000 shares of restricted stock which vest on August 22, 2019. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2017-08-21