0001179110-17-010391.txt : 20170714
0001179110-17-010391.hdr.sgml : 20170714
20170714172525
ACCESSION NUMBER: 0001179110-17-010391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170629
FILED AS OF DATE: 20170714
DATE AS OF CHANGE: 20170714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toal Sheamus
CENTRAL INDEX KEY: 0001309032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 17966155
MAIL ADDRESS:
STREET 1: 450 W. 33RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
edgar.xml
FORM 4 -
X0306
4
2017-06-29
0
0001211351
New York & Company, Inc.
NWY
0001309032
Toal Sheamus
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP and CFO
Options to Purchase Common Stock
4.74
2017-06-29
4
D
0
50000
0
D
2018-03-19
Common Stock
50000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
11111
0
A
2019-06-29
Common Stock
11111
11111
D
Stock Appreciation Rights
4.79
2017-06-29
4
D
0
50000
0
D
2020-04-01
Common Stock
50000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
15306
0
A
2020-04-01
Common Stock
15306
15306
D
Stock Appreciation Rights
6.89
2017-06-29
4
D
0
50000
0
D
2021-04-15
Common Stock
50000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
10377
0
A
2021-04-15
Common Stock
10377
10377
D
Stock Appreciation Rights
3.65
2017-06-29
4
D
0
65000
0
D
2022-04-16
Common Stock
65000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
33070
0
A
2022-04-16
Common Stock
33070
33070
D
Stock Appreciation Rights
5.32
2017-06-29
4
D
0
67050
0
D
2023-08-26
Common Stock
67050
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
37502
0
A
2023-08-26
Common Stock
37502
37502
D
Stock Appreciation Rights
3.47
2017-06-29
4
D
0
114618
0
D
2024-08-25
Common Stock
114618
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
51578
0
A
2024-08-25
Common Stock
51578
51578
D
Stock Appreciation Rights
2.6
2017-06-29
4
D
0
114618
0
D
2025-08-25
Common Stock
114618
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
70249
0
A
2025-08-25
Common Stock
70249
70249
D
Represents options to purchase common stock cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded options to purchase common stock which were exercisable as follows: 12,500 on March 19, 2009, 12,500 on March 19, 2010, 12,500 on March 19, 2011, and 12,500 on March 19, 2012.
Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.
Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 1, 2013.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 15, 2014.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 16, 2015.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 16,762 on August 26, 2014, 16,762 on August 26, 2015, and 33,526 on August 26, 2016.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 28,654 on August 25, 2015, 28,654 on August 25, 2016, and 57,310 on August 25, 2017.
Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 25,790 on August 25, 2017 and 25,788 on June 29, 2018.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 28,654 on August 25, 2016; 28,654 on August 25, 2017, and 57,310 on August 25, 2018
Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 17,562 on August 25, 2017, 17,562 on June 29, 2018, and 35,125 on August 25, 2018.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2017-07-14