0001179110-17-010389.txt : 20170714
0001179110-17-010389.hdr.sgml : 20170714
20170714172351
ACCESSION NUMBER: 0001179110-17-010389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170629
FILED AS OF DATE: 20170714
DATE AS OF CHANGE: 20170714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET - 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worthington John M
CENTRAL INDEX KEY: 0001411816
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 17966142
MAIL ADDRESS:
STREET 1: N56 W17000 RIDGEWOOD DRIVE
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
4
1
edgar.xml
FORM 4 -
X0306
4
2017-06-29
0
0001211351
New York & Company, Inc.
NWY
0001411816
Worthington John M
330 W. 34TH STREET
9TH FLOOR
NEW YORK
NY
10001
0
1
0
0
President and COO
Stock Appreciation Rights
3.16
2017-06-29
4
D
0
750000
0
D
2024-11-03
Common Stock
750000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
381148
0
A
2024-11-03
Common Stock
381148
381148
D
Stock Appreciation Rights
2.6
2017-06-29
4
D
0
150000
0
D
2025-08-25
Common Stock
150000
0
D
Stock Appreciation Rights
1.36
2017-06-29
4
A
0
91935
0
A
2025-08-25
Common Stock
91935
91935
D
Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded SARs which were exercisable as follows: 187,500 on November 3, 2015, 187,500 on November 3, 2016, 187,500 on November 3, 2017, and 187,500 on November 3, 2018.
In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.
Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 95,287 on November 3, 2017, 190,574 on June 29, 2018, and 95,287 on November 3, 2018.
Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 37,500 on August 25, 2016, 37,500 on August 25, 2017, and 75,000 on August 25, 2018.
Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 22,983 on August 25, 2017, 22,983 on June 29, 2018, and 45,969 on August 25, 2018.
Linda Gormezano, attorney-in-fact /s/ Linda Gormezano
2017-07-14