0001179110-17-010387.txt : 20170714 0001179110-17-010387.hdr.sgml : 20170714 20170714172152 ACCESSION NUMBER: 0001179110-17-010387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ratner Adam CENTRAL INDEX KEY: 0001622521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 17966135 MAIL ADDRESS: STREET 1: 450 WEST 33RD STREET CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0306 4 2017-06-29 0 0001211351 New York & Company, Inc. NWY 0001622521 Ratner Adam 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 VP and General Counsel Stock Appreciation Rights 3.22 2017-06-29 4 D 0 7500 0 D 2024-08-19 Common Stock 7500 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 3625 0 A 2024-08-19 Common Stock 3625 3625 D Stock Appreciation Rights 2.6 2017-06-29 4 D 0 6549 0 D 2025-08-25 Common Stock 6549 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 4013 0 A 2025-08-25 Common Stock 4013 4013 D Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded SARs which were exercisable as follows: 1,875 on August 19, 2015, 1,875 on August 19, 2016, 1,875 on August 19, 2017, and 1,875 on August 19, 2018. In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 907 on August 19, 2017; 1,812 on June 29, 2018, and 906 on August 19, 2018. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 1,637 on August 25, 2016, 1,637 on August 25, 2017, and 3,275 on August 25, 2018. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 1,003 on August 25, 2017; 1,003 on June 29, 2018, and 2,007 on August 25, 2018. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2017-07-14