0001179110-16-033143.txt : 20161216 0001179110-16-033143.hdr.sgml : 20161216 20161216173043 ACCESSION NUMBER: 0001179110-16-033143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161215 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toal Sheamus CENTRAL INDEX KEY: 0001309032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 162057233 MAIL ADDRESS: STREET 1: 450 W. 33RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0306 4 2016-12-15 0 0001211351 New York & Company, Inc. NWY 0001309032 Toal Sheamus 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP and CFO Common Stock 2016-12-15 5 G 0 E 10000 0 D 218814 D Common Stock 2016-12-15 5 G 0 E 10000 0 A 10000 I See footnote Represents common stock transferred as a bona fide gift to the reporting person's daughter. The shares continue to be held of record by the reporting person as custodian for his daughter. Includes 133,052 shares of common stock; 11,268 vested deferred stock units; 8,864 deferred stock units which vest on April 30, 2017; 2,404 deferred stock units which vest on August 31, 2018; 21,613 shares of restricted stock which vest on August 25, 2017; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019. Represents common stock indirectly beneficially owned by the reporting person. The shares continue to be held of record by the reporting person as custodian for his daughter. /s/ Sheamus Toal 2016-12-16